Search for: "Alabama Securities Commission"
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31 May 2018, 9:39 am
Joseph Borg, NASAA President and Director of the Alabama Securities Commission, called these actions “just the tip of the iceberg. [read post]
21 May 2007, 8:12 pm
"The path to safe investing is littered with traps that are likely to catch unwary investors," Joseph Borg, NASAA's president and the director of the Alabama Securities Commission, said in the release. [read post]
17 Jan 2018, 1:55 pm
The Alabama Securities Commissioner is concerned that investors are “betting the farm” and taking out mortgages on their homes, tapping home equity lines and using credit cards to jump into the bitcoin mania. [read post]
22 Sep 2011, 4:04 am
Army troops were deployed to the small town of Samson, Alabama, after a one-man shooting spree. [read post]
22 Sep 2011, 4:04 am
Army troops were deployed to the small town of Samson, Alabama, after a one-man shooting spree. [read post]
9 Aug 2011, 4:09 pm
Weir showed the Home to her clients, a couple from Alabama named the Sammons • On October 22, 2007, the Seller sold the Home to the Sammons • Crye-Leike was not paid any commission for the sale of the Home At trial, Crye-Leike argued that it was entitled to a commission because, although its agents had never shown the Home to the Sammons by having an agent present at the Home for the Sammons to view it, nevertheless, it had shown, submitted and offered… [read post]
31 Jul 2012, 9:00 pm
The US Securities and Exchange Commission is calling for broad reforms to the $3.7 trillion municipal bond market. [read post]
27 Feb 2014, 7:16 am
Virgin Islands have passed such laws, with Alabama, Kentucky, New Mexico, and South Dakota remaining the four states that have not. [read post]
24 Sep 2023, 9:01 pm
Lee commissioned an independent review of Tennessee’s lethal injection procedures. [read post]
20 Feb 2015, 9:23 am
Security First of Alabama (Security First) made all these mistakes, and it’s now got $342,000 worth of reasons to regret having done so. [read post]
3 Feb 2010, 7:27 am
… The club's records show a customer bought Hamaker one "dancer drink," a commission drink or bottle ranging in price from $12 to $2,500. [read post]
30 Mar 2015, 5:00 pm
According to authorities, the homeowners were startled awake by the alarm on their home security system. [read post]
22 Jul 2011, 6:00 am
The Securities and Exchange Commission (SEC) announced it will hold a field hearing July 29 on the municipal securities market in Jefferson County, Alabama to discuss issues related to solvency and transparency. [read post]
17 Jul 2017, 6:08 am
Campaign Finance Lawmakers Can Use Campaign Funds for Home Security, F.E.C. [read post]
1 Aug 2011, 8:32 am
In 2009, the Securities and Exchange Commission (SEC) charged JP Morgan Securities and two of its former managing directors - Charles LeCroy and Douglas MacFaddin - for their roles in an unlawful payment scheme that allowed them to win business involving municipal bond offerings and swap agreement transactions with Jefferson County. [read post]
19 May 2012, 3:48 pm
As a result, Bowdoin had been was barred from selling securities in Alabama. [read post]
12 Mar 2018, 10:49 am
In this case, proving that there is nowhere to hide in this world if you think you are too clever to be caught, here are the agencies cited as participating in that enforcement effort: SEC; US Attorneys in Alabama, New Jersey, New York, Virginia; US Department of Justice; FBI; US Postal Service; Homeland Security; Alabama Securities Commission; FINRA; Alberta Securities Commission; British Columbia Securities Division,… [read post]
24 Aug 2015, 8:39 am
In one case British citizens were supplying saltpeter to the Confederacy in Alabama. [read post]
29 Aug 2018, 7:33 am
NASAA President and Alabama Securities Commission Director Joseph P. [read post]
10 Jun 2008, 11:22 pm
Martin and World Group Securities earned $98,000 in commissions from these transactions. [read post]
