Search for: "Alabama Securities Commission"
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18 Feb 2013, 2:56 pm
The FCC isn’t special and it doesn’t deserve a special Sunshine Act exemption any more than, say, the Securities and Exchange Commission does. [read post]
23 Oct 2009, 12:17 pm
According to the Alabama Securities Commission, 26,485 Reg D offerings were filed last year with the SEC which requires scant information about the private placements. [read post]
18 Aug 2012, 11:30 pm
Commission on Civil Rights in Birmingham, Alabama on August 17, 2012. [read post]
8 Feb 2018, 2:02 pm
Alabama Coushatta Tribe of Texas (Indian Gaming Regulatory Act - Class II Gaming)United States v. [read post]
8 Feb 2018, 2:02 pm
Alabama Coushatta Tribe of Texas (Indian Gaming Regulatory Act - Class II Gaming)United States v. [read post]
16 Nov 2012, 11:39 am
Those commissions can drive fees to levels that make it difficult for prisoners to maintain contact with spouses, children and parents. ...Global Tel*Link, based in Mobile, Alabama, has about 50 percent of the correctional-phone services market, followed by Securus with almost 30 percent, according to Standard & Poor’s. [read post]
6 May 2022, 12:19 pm
A Florida state court is now entertaining a case where the Alabama Securities Commission is seeking to vacate an award that granted expungement of customer complaints from a UBS broker’s record. [read post]
2 Oct 2008, 12:45 pm
"We've seen a long list of banks abused by this malware promising better security with Digital Certificates, but this is the first employment company targeted for this criminal's scam," Warner said. [read post]
20 Sep 2007, 3:02 pm
Joe Borg, director of the Alabama Securities Commission in Montgomery and president of NASAA said "The perception that white-collar crime is victimless has been changing since Enron. [read post]
17 Aug 2012, 11:12 pm
This is a reversal from the Commission’s earlier Wells notification to Goldman notifying the bank that it would likely be the target of a civil action. [read post]
8 Jun 2023, 9:05 pm
Securities and Exchange Commission’s proposed amendments to the “Names Rule. [read post]
16 Jul 2009, 12:15 pm
Beiersdoerfer, of Calera, Alabama, and his son, Kirk Gresham, have also been named as "relief defendants. [read post]
18 Mar 2008, 3:39 am
We wanted to warn Alabama Consumers on the latest target for identity thieves. [read post]
27 Sep 2017, 5:52 am
Securities and Exchange Commission Chairman Jay Clayton is taking heat over the fact that his agency was hacked in 2016, but nothing was mentioned about it until last week. [read post]
5 Jul 2018, 10:31 am
The Commission has charged Watkins with violations of the antifraud provisions of both the Securities Act and the Exchange Act arising from inducing clients to invest in purported waste-to-energy ventures but instead using the clients' funds for personal expenses. [read post]
17 Aug 2011, 10:10 am
Texas HB 1822 Specifically authorizes a partial release of security when the amount of security remaining would meet certain requirements. [read post]
11 Feb 2019, 2:45 pm
” Alabama prison officials offered no meaningful defense of their discriminatory policy, beyond unfounded, conclusory assertions that in the interest of safety and security, only the state-employed Christian chaplain could be present. [read post]
8 Jun 2008, 6:52 pm
Alabama: "That every citizen has a right to bear arms in defense of himself and the state. [read post]
13 Apr 2023, 1:32 pm
SA Stone Wealth Management (CRD# 18456) is a registered broker-dealer headquartered in Birmingham, Alabama. [read post]
23 Mar 2022, 7:50 am
Smith was prosecuted for theft of trade secrets in the Northern District of Florida but Smith had remained in Alabama during the commission of the crime where Smith was located when he took the trade secrets. [read post]
