Search for: "Alan S. Hibbard"
Results 1 - 3
of 3
Sort by Relevance
|
Sort by Date
22 Jan 2021, 2:06 pm
In December 2018, while registered with Foreside Fund Services, broker Michael Magill allegedly participated in private investments away from the firm with three investors who were not customers of the firm, according to FINRA’s Letter of Acceptance, Waiver and Consent (AWC), under review by investor rights attorney Alan Rosca. [read post]
22 Jan 2021, 2:06 pm
In December 2018, while registered with Foreside Fund Services, broker Michael Magill allegedly participated in private investments away from the firm with three investors who were not customers of the firm, according to FINRA’s Letter of Acceptance, Waiver and Consent (AWC), under review by investor rights attorney Alan Rosca. [read post]
13 Nov 2018, 5:57 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Christopher Hibbard’s alleged investment fraud scheme. [read post]
