Search for: "Allen B. Morgan" Results 1 - 20 of 84
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17 Apr 2024, 7:05 am by Norman L. Eisen
Sheri Dillon—Dillon is a partner at law firm Morgan Lewis. [read post]
30 Jan 2024, 9:02 pm by renholding
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1]  This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
11 Dec 2023, 9:07 am by Bob Ambrogi
Transformative approaches to compliance and regulatory challenges moderated by Shruti Ajitsaria, head of Fuse at Allen & Overy and featuring Ashton Boon, chief risk officer at the Mayo Clinic, Alex Zerden, founder and principal at Capitol Peak Strategies, Hemma Lomax, VP and general counsel for integrity, governance, risk and compliance at Zendesk, and Steve Marsh, CEO of Archivist Capital and chairman and founder of Smarsh. [read post]
29 Nov 2023, 7:29 am by The White Law Group
(CRD#:15007), DALLAS, TX, B, 09/17/2018 – 12/01/2022, LEVEL FOUR FINANCIAL, LLC (CRD#:25700), Allen, TXB, 06/09/2010 – 10/09/2018, MORGAN STANLEY (CRD#:149777), DALLAS, TX  The FINRA BrokerCheck tool is a free online tool that allows investors to research and verify the background and credentials of financial brokers, brokerage firms, and investment advisors registered with FINRA. [read post]
27 Aug 2023, 3:56 pm by Andrew Warren
On August 14, 2023, a Fulton County, Georgia grand jury returned a 41-count indictment against former President Donald Trump and eighteen other individuals for a conspiracy to overturn the legitimate 2020 presidential election results in that state. [read post]
13 Mar 2022, 5:13 pm by INFORRM
The Transparency Project has published a summary of Re B, R & G (a Child) [2022] EWHC 320 (Fam), in which the local authority was applying for reporting restrictions for the trial of G and E’s parents, who were charged with the murder of E. [read post]
6 Sep 2021, 5:27 am by Vercammen Law
 Allen, Esq.Kipp & Allen, LLP52 Chestnut StreetRutherford, NJ 07070 Co-Counsel for Interested PartiesIntroductionBefore the court is a motion for summary judgment (the "Motion") filed by Faegre, Drinker, Biddle & Reath, LLP on behalf of Wells Fargo Clearing Services, LLC d/b/a Wells Fargo Advisors ("Wells Fargo") seeking dismissal of Counts Nine and… [read post]
30 Oct 2020, 6:01 am
Gottfried, Morgan, Lewis & Bockius LLP, on Wednesday, October 28, 2020 Tags: COVID-19, Hedge funds, Hostile takeover, Institutional Investors, Mergers & acquisitions, Private equity, Shareholder activism, Shocks, Special purpose vehicles, Takeover defenses Changes to Shareholder Proposal Eligibility Rules Posted by Elizabeth Bieber, Andrea Basham and Jack Liechtung, Freshfields Bruckhaus Deringer LLP, on Wednesday,… [read post]