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25 Jul 2011, 11:38 am by Ted Allen
The Securities and Exchange Commission announced today that it has delayed consideration of final proxy vote disclosure rules for institutions that are Form 13F filers. [read post]
5 Sep 2013, 2:37 pm by Idaho State Police
The force of the crash spun the Mazda and caused it to strike a Buick passenger car, driven by Kimbol Allen, 39 of Filer, traveling in the northbound lane behind the utility truck. [read post]
31 Jan 2010, 10:00 pm by Craig Robins
  In re Janet Blair (Case No. 09-76150-ast) and In re Allen Gary Smith (Case No. 09-77562-ast). [read post]
1 Sep 2011, 11:33 am by Ted Allen
More than 10 months after draft rules were proposed, institutional investors that are Form 13F filers still are waiting for the U.S. [read post]
14 Oct 2014, 3:26 am by Broc Romanek
Which factor is most important in allowing a blackout period to end one day after an earnings release: – Filer status being large accelerated filer and a WKSI – 18% – Number of analysts providing coverage on company – 20% – Average daily trading volume for the company – 18% – None of the above is important – 44% 2. [read post]
16 Oct 2018, 3:21 am by Broc Romanek
So you’re encouraged to contact “Edgar Filer Support” to report a problem. [read post]
4 Apr 2011, 7:30 pm by Ted Allen
 The Carpenters and other building trade unions have been the primary filers of shareholder proposals that have helped prod more than 800 companies to adopt majority voting provisions since 2005. [read post]
22 May 2009, 11:29 am
At "non-accelerated filers" (companies with less than $75 million in market value), the threshold would be 5 percent. [read post]
11 May 2012, 7:08 am
Fink, Robert Allen Johnson and Leita Anne Johnson won $20,000 in a lottery shortly after they filed their Chapter 13 plan. [read post]
8 Mar 2010, 7:49 am by Broc Romanek
The primary filers are retail investors affiliated with California-based activist John Chevedden, while the Florida State Board of Administration has filed at Hospitality Properties Trust. [read post]
4 Nov 2011, 11:29 am by Ted Allen
“Such restrictions, in our view, should include a reasonable minimum ownership standard, a maximum number of seats, and an exclusion on filers seeking a change in control. [read post]
12 Jan 2010, 4:49 am by Broc Romanek
RiskMetrics' Ted Allen recently weighed in with enlightening analysis of where we stand on regulatory reform and the possible impact of Senator Dodd's retirement announcement (here is the Washington Post's take on the same topic): Capitol Hill and governance observers have varying views on what U.S. [read post]
5 Aug 2010, 11:30 am by Ted Allen
., non-accelerated filers, which have less than $75 million in market capitalization) or investment companies will be exempted from the rule. [read post]
25 Aug 2009, 12:29 pm
For issuers, the minimum holding would be 1 percent at "large accelerated" filers (those with more than $750 million in publicly traded securities; 3 percent at "accelerated" filers ($75 million to $750 million in traded securities); and 5 percent at "non-accelerated" filers (less than $75 million in traded securities). [read post]
15 Jun 2010, 10:14 am by Ted Allen
 Tim Smith, a senior vice president with Walden Asset Management, a filer of ESG and compensation-related proposals, also contacted the company. [read post]
10 Nov 2011, 7:39 am by Ted Allen
Board members, named executives under Regulation S-K, and Rule 13D filers seeking a change in control, may not be a member of any such party.All members of any access-nominating group must affirm in writing that they are not aware, and have no reason to suspect, that any member of their party has an explicit or implicit, direct or indirect, agreement or understanding either to nominate or regarding the nature of any nomination, with anyone not a member of their party.While the U.S. [read post]
4 Aug 2011, 10:35 am by Ted Allen
As of the morning of Aug. 4, the commission had not set a new date for consideration of final proxy vote disclosure rules for institutions that are 13F filers. [read post]