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15 Nov 2023, 5:55 am by Daily Record Staff
Prior to the sale, Day Motor Sports was owned by funds managed by Gen Cap America Inc., a private investment firm headquartered in Nashville, […] The post Matrix Capital Markets Group helps sale of Day Motor Sports appeared first on Maryland Daily Record. [read post]
1 May 2019, 7:31 am by Rob Robinson
About Lightyear Capital LLC Founded in 2000, Lightyear is a financial services-focused private equity firm based in New York. [read post]
14 Oct 2015, 8:25 am by Daily Record Staff
The Chevy Chase-based Ritz-Carlton Hotel Company LLC will open its first hotel in Mexico City in 2019, company officials announced Wednesday. [read post]
25 Oct 2007, 10:10 am
Fortune 500 and leading energy, power system, paper/packaging/forestry, pipeline, financial and management consulting companies have joined to form the North American Carbon Capture & Storage Association (NACCSA), the first of its kind organization in North America dedicated to addressing the issues and offering solutions surrounding carbon capture and storage. [read post]
29 Jun 2016, 4:27 pm by Sabrina I. Pacifici
The common equity capital ratio–which compares high-quality capital to risk-weighted assets–of the 33 bank holding companies in the 2016 CCAR has more than doubled from 5.5 percent in the first quarter of 2009 to 12.2 percent in the first quarter of 2016. [read post]
16 Aug 2023, 9:04 am by The White Law Group
  According to FINRA, this is not the first time Securities America has been sanctioned for supervisory failures. [read post]
20 Nov 2019, 4:00 pm by A. Robert Quirk, Muhammad U. Faridi
  Plaintiff Robert Hopkins was a member who held one-fourth of the interest in Plaintiff Funding America LLC (the “Fund”) and its manager, Plaintiff Funding America Management LLC (“Management”)—two Delaware LLCs that were cancelled in 2017.[2]  Defendant Kenneth Ackerman had assigned his one-fourth interest in the Fund to Defendant Sunrise Consulting LLC (“Sunrise”). [read post]
15 Dec 2015, 2:53 pm by Richard Symmes
Capital Management, L.P. owns the majority interest in CA Holding, Inc. [read post]
7 Mar 2019, 1:56 pm by Walker & Walker Law Offices
It outsources the management of its purchased debts to Resurgent Capital Services of Greenville, SC. [read post]
21 Apr 2021, 9:37 am by The White Law Group
VANDERBILT SECURITIES, LLC WESTPARK CAPITAL, INC UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA DAVID A. [read post]
8 May 2010, 8:22 am by Mark Maddox
In January, Massachusetts Secretary of State William Galvin brought the first state enforcement case against Securities America over sales practices regarding Medical Capital. [read post]
15 Sep 2008, 3:06 pm
Bank of America will also be gaining Merrill's premiere wealth management unit as well as its capital markets and advisory subsidiaries. [read post]
29 Jun 2010, 1:47 pm
Inc. $850,000 $94,000 DeWaay Financial Network LLC $850,000 $134,525 Eagle One Investments LLC $360,000 $42,500 Empire Financial Group Inc. $2,750,000 $234,200 Empire Securities Corp. $205,000 - E-Planning.com Securities Inc. $3,765,000 $483,925 First Allied Securities Inc. $380,000 $11,250 Gk Securities LLC $50,000 - Grant Bettingen Inc. $215,000 $19,350 GunnAllen Financial Inc. $22,255,000 - Harrison Douglas Inc. $1,830,000 $569,900 … [read post]
11 May 2017, 7:36 am by Renae Lloyd
    The post Barclays Capital Settles with SEC for $97 Million appeared first on White Securities Law. [read post]
27 Aug 2018, 7:55 am by Silver Law Group
Investment advisor Shaun Eugene Hayes (CRD #4963876) is a former broker who has been employed with McElhenny Sheffield Capital Management in Dallas, TX since 8/17. [read post]
5 Mar 2019, 10:03 am by ccollins
Avere Financial Group, LLC Axiom Capital Management, Inc. [read post]
27 Dec 2023, 8:45 am by Silver Law Group
  Kevin Springstead   Craft Capital Management LLC   Arive Capital Markets   Terry Tzagarakis   Arive Capital Markets   Worden Capital Management LLC   Jamie Worden   Worden Capital Management LLC   Salomon Whitney LLC Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted… [read post]
22 Jan 2021, 1:07 pm by Silver Law Group
His previous employers include Worden Capital Management LLC (CRD#:148366), also of Melville, K.C. [read post]