Search for: "American Accounts & Advisers Inc"
Results 81 - 100
of 754
Sorted by Relevance
|
Sort by Date
26 Aug 2010, 3:23 am
(f/k/a Insurance Corporation of Hannover) and Clarendon Insurance Group Inc., and their reinsurer, American Constantine Insurance Co., the U.S. [read post]
12 Jan 2011, 5:00 am
Law 843 (2009), cited in Brief for AARP and the North American Securities Administrators Association, Inc. as Amici Curiae in Support of Respondent. [read post]
22 Feb 2008, 6:10 am
But two thirds of the Lehman account - about $400 million - was invested in corporate auction rate securities with obscure names like Tortoise TYY I and INC 2003-02. [read post]
17 Jun 2015, 10:42 am
Those cases can hinge on the slightest connection to the United States, like the use of an American bank or Internet service provider. [read post]
24 Dec 2013, 8:08 am
Recognized in Who’s Who In American Professionals and both an American Bar Association (ABA) and a State Bar of Texas Fellow, Ms. [read post]
23 May 2012, 3:07 pm
Fischer, Western Mixers, Inc. [read post]
15 Mar 2023, 12:32 pm
The agency’s observations in this case and in the earlier case against First American Financial represent a wake-up call to all reporting companies. [read post]
16 Feb 2017, 3:01 pm
Department of Health and Human Services (HHS) to settle potential violations of the Health Insurance Portability and Accountability Act of 1996 (HIPAA) Privacy and Security Rules sends a clear warning message to all health plans, healthcare providers and health care clearinghouses (Covered Entities) and their business associates that simply adopting HIPAA policies alone is insufficient to avoid getting nailed by OCR under HIPAA; Covered Entities and their business associates also must… [read post]
6 Jul 2020, 7:12 am
(CRD# 36487), and WMA Securities, Inc. [read post]
27 Jun 2018, 9:13 am
The business now sells the wine to its American customers, making another $10 million in profit. [read post]
26 Dec 2013, 5:29 pm
Recognized in Who’s Who In American Professionals and both an American Bar Association (ABA) and a State Bar of Texas Fellow, Ms. [read post]
27 Dec 2011, 9:31 am
The GAO report contains many references to the “positive effects” of counterfeiting and piracy of intellectual property rights of Americans. [read post]
9 Sep 2013, 11:30 am
Recognized in Who’s Who In American Professionals and both an American Bar Association (ABA) and a State Bar of Texas Fellow, Ms. [read post]
5 Jan 2015, 4:46 pm
Limited, non-exclusive right to republished granted to Solutions Law Press, Inc. [read post]
24 Feb 2012, 4:05 am
Reg. 34300 and (2) the Financial Industry Regulatory Authority, Inc. [read post]
30 Apr 2013, 2:38 pm
Nonexclusive license to republish granted to Solutions Law Press, Inc. [read post]
7 Feb 2019, 3:03 pm
In addition to recovering the single largest individual HIPAA settlement in history of $16 million with Anthem, Inc. [read post]
30 Mar 2010, 12:01 am
Fraudulent broker-dealer and adviser behavior is surely what is driving the North American Securities Administrators Association (NASAA) to seek changes to federal securities laws, including the proposals, however misguided, to change Reg D, which have had the startup community in an uproar over the past week. [read post]
12 Jan 2012, 1:26 pm
Among other cases, the Supreme Courtandrsquo;s majority opinion cited the 1987 case Shearson/American Express Inc. v. [read post]
6 Oct 2011, 2:00 am
The North American Securities Administrators Association, representing the 50 state securities regulators, has voiced its opposition to the creation of an SRO that also would require state registered investment advisers to be a member. [read post]
