Search for: "Ameritas Investment Corp."
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30 Jun 2020, 5:52 am
From September 2005 until May 2017 Gianchiglia was associated with Ameritas Investment Corp. [read post]
18 Nov 2019, 11:17 am
Did You Invest With James Anderson or Ameritas Investment Corp.? [read post]
10 Sep 2019, 1:56 pm
From September 2010 to July 2017, Arteca was registered with Ameritas Investment Corp. [read post]
28 Aug 2019, 5:36 am
Coburn’s career in the financial services industry began in 1986 at Ameritas Investment Corp. [read post]
13 Jun 2019, 5:49 am
Stoltmann Law Offices, P.C is investigating recent filings by both FINRA and Ameritas Investment Corp. regarding the sales practices of James F. [read post]
6 Jun 2019, 11:18 am
James Anderson, an ex-Ameritas Investment Corp. adviser, is now barred by the Financial Industry Regulatory Authority (FINRA) after he failed to participate in a probe into allegations that he had taken part in selling away. [read post]
4 Jun 2019, 11:22 am
According to his FINRA BrokerCheck report, Anderson was registered with Ameritas Investment Corp. in Dakota Dunes, South Dakota from July 2004 thru February 2019 when he was dismissed for reportedly engaging in “the sales of Indexed Annuities and Promissory Notes away from the firm. [read post]
22 May 2019, 1:09 pm
Gaudet (CRD#: 4190811) is a former registered broker whose last employer was Ameritas Investment Corp. [read post]
19 May 2019, 11:24 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor James Anderson (Anderson), formerly associated with Ameritas Investment Corp. [read post]
2 Apr 2019, 10:49 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) former advisor Kristian Gaudet (Gaudet), formerly associated with Ameritas Investment Corp. [read post]
16 Feb 2019, 8:00 am
The post Recover Losses From Investing With Former Ameritas Investment Corp. [read post]
8 Feb 2019, 12:27 pm
His previous employers include Ameritas Investment Corp. [read post]
31 Jan 2019, 1:24 pm
Fired Broker Barred by FINRA Following Allegations of Misusing Client Money Kristian Gaudet, a broker fired by Ameritas Investment Corp. in December, is now barred from the industry by FINRA. [read post]
25 Jan 2019, 12:46 pm
Gaudet – Ameritas Investment Corp. [read post]
15 Jan 2019, 11:53 am
Previous employment includes Empire Asset Management Company from April 2008 to August 2012, Ameritas Investment Corp. from December 2007 to April 2008 and Joseph Stevens & Company, Inc. from October 1996 to July 2001. [read post]
14 Jan 2019, 7:33 am
From September 2004 until April 2012 Chang was registered with Ameritas Investment Corp. [read post]
19 Sep 2018, 3:49 pm
Kittner was previously registered with Edward Jones in Prescott Valley, Arizona from May 2001 until March 2006, Wells Fargo in Mesa, Arizona from March 2006 until December 2011 and Ameritas Investment Corp in Mesa from December 2011 until November 2017. [read post]
7 May 2018, 11:21 am
Michael Swingle was previously registered with Waddell & Reed, Investment Resources Securities, FFP Securities, Ameritas Investment Corp, Mony Securities Corp, Princor Financial Services, New England Securities, and J.W. [read post]
2 Mar 2018, 1:59 pm
Thomas Lawrence was a financial advisor and registered representative of Ameritas Investment Corp. from 2006 to December 2016. [read post]
13 Jan 2018, 1:32 pm
Andrew Logullo, a registered representative from Los Angeles, California, formerly with Ameritas Investment Corp., was suspended from FINRA membership as a result of an investigation into his ownership of discretionary accounts with members of another firm, which is a violation of FINRA rules. [read post]
