Search for: "Ameritas Investment Corporation"
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18 Nov 2011, 12:10 pm
As noted in a previous blog posting, ALF is pursuing an arbitration claim against Ameritas Investment Corporation on behalf of an investor who borrowed funds to invest in the IMH Secured Loan Fund (now known as IMH Financial Corporation). [read post]
18 Nov 2019, 11:17 am
Did You Invest With James Anderson or Ameritas Investment Corp.? [read post]
19 Sep 2018, 3:49 pm
Former Ameritas Investment Corporation broker Daniel Kittner, out of Mesa, Arizona, recently resigned from his firm. [read post]
26 Jul 2016, 11:54 am
Silva worked for Ameritas Investment Corporation in Omaha, Nebraska from September 2007 – November 2014. [read post]
25 Jun 2017, 11:23 am
Abida Khan, aka Sheik Firdosh Kahn a registered representative from Pasadena, California, formerly with Ameritas Investment Corporation and Pruco Securities was barred from FINRA membership as a result of SEC proceedings into her role in brokering transactions in VGTL. [read post]
22 May 2019, 1:09 pm
Gaudet (CRD#: 4190811) is a former registered broker whose last employer was Ameritas Investment Corp. [read post]
17 Apr 2011, 4:24 pm
Our law firm recently filed a securities arbitration claim before the Financial Industry Regulatory Authority (FINRA) on behalf of a Northern California woman who was encouraged by her investment advisor at Ameritas Investment Corporation to take out real estate loans so that she could invest in the IMH Secured Loan Fund, a private placement that was exempt from Federal securities registration requirements. [read post]
7 Nov 2011, 8:35 am
A number of our California securities law firm clients who suffered investment losses in the IMH Secured Loan Fund (now known as IMH Financial Corporation) have reported receiving a mass-mailed solicitation letter from a law firm located in Florida. [read post]
30 Jun 2020, 5:52 am
From September 2005 until May 2017 Gianchiglia was associated with Ameritas Investment Corp. [read post]
17 Nov 2013, 8:28 am
Thereafter, Blake became a representative of Ameritas Investment Corp. [read post]
18 Mar 2014, 7:57 am
Claimants Mark and Sharon Kreindel shall transfer to Respondent, Securities America, Inc., title to the shares of Behringer Harvard REIT I they purchased on 7/2/2008 for $250,000.00 and on 9/4/2008 for $268,000.00; 12-03116 Denise Hill Ameritas Investment Corp. and James Roberts Respondents Ameritas Investment Corp. and James Roberts, are jointly liable for and shall pay to Claimant, Denise Hill, the sum of $37,200.00 in compensatory damages. 12-02507… [read post]
9 Jan 2012, 9:21 pm
Related Blog Postings: Investor Sues Ameritas Over Recommendation to Use Real Estate Loans to Invest in Private Placements FBI Reports 105% Increase in High Yield Investment Fraud Investigations IMH Secured Loan Fund | IMH Financial Corporation Lawsuit Information [read post]
8 Nov 2021, 1:17 pm
Carmine Berardi First Standard Financial Advisory, LLC Alexander Capital, LP Jason Fekete Ameritas Investment Company, LLC Lincoln Financial Securities Corporation Geoffrey Garratt Spartan Capital Securities, LLC First Standard Financial Company Trevor Gordon Sandlapper Securities, LLC James Harold Goode, Jr. [read post]
