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SEC Study on the Fiduciary Duty of Investment Advisers and Broker-Dealers
1 Feb 2011, 6:36 am by Annette L. Nazareth, Davis Polk & Wardwell LLP,
Editor’s Note: Annette Nazareth is a partner in the Financial Institutions Group at Davis Polk & Wardwell LLP. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Authorizing the Regulation of Swaps Act
22 May 2009, 6:39 am
Budofsky, Robert Colby, Annette L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Dodd-Frank Act Finalizes Swap Pushout Rule
7 Jul 2010, 6:13 am by Annette L. Nazareth, Davis Polk & Wardwell LLP,
Editor’s Note: Annette Nazareth is a partner in the Financial Institutions Group at Davis Polk & Wardwell LLP. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Showcase Panel III: Regulation of Financial Institutions 11-14-09
20 Nov 2009, 9:52 am
Annette L. [read post]
Federalist Society Audio - http://www.fed-soc.org/audio/MP3s/fsaudio.xml
SEC and CFTC Release Joint Report on Harmonization of Regulation
23 Oct 2009, 6:03 am
Colby, Annette L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Musical Chairs: Notable New Names at Davis Polk, Paul Hastings, and Orrick
18 Jun 2013, 11:03 am by David Lat
Continue reading »Follow Above the Law on Twitter or become a fan on Facebook.Tags: Annette L. [read post]
Above the Law - http://abovethelaw.com/
SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement
5 Jul 2015, 6:50 pm by Sabrina I. Pacifici
Harvard Law School Forum on Corporate Governance and Financial Regulation – July 5, 2015 – Annette L. [read post]
beSpacific - http://www.bespacific.com/
A New Foundation for Financial Regulation?
22 Jun 2009, 2:31 pm
Guynn, Annette L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Draft Obama Administration White Paper on Financial Regulatory Reform
17 Jun 2009, 1:38 pm
Long, Annette L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Re-Proposes Rules on Security-Based Swaps
22 Jun 2015, 8:56 pm by Sabrina I. Pacifici
Harvard Law School Forum on Corporate Governance and Financial Regulation:  SEC Re-Proposes Rules on Arranging, Negotiating or Executing Security-Based Swaps, Annette L. [read post]
beSpacific - http://www.bespacific.com/
Proposed Short Sale Restrictions
9 Apr 2009, 8:22 am
(Editor’s Note: This post is based on a client memorandum by Annette L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The SEC Denies Proxy AccessSubmitted by: L. Reed Walton, Publications
30 Nov 2007, 7:33 am
The access-blocking rule, pushed through by the commission's Republican majority, was denounced by Commissioner Annette Nazareth, labor investors, state pension funds, and Democratic lawmakers. [read post]
Institutional Shareholder Services - Insight - http://blog.issgovernance.com/
SEC Proposes Flash Order Ban, Announces Market Structure Review
24 Sep 2009, 8:28 am
(Editor's Note: This post comes is based on a Davis Polk & Wardwell LLP client memorandum by Annette L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Proposes Limits on Options Market Access Fees
30 Apr 2010, 7:24 am by Margaret E. Tahyar, Davis Polk & Wardwell LLP,
This post is based on a Davis Polk client memorandum by Annette L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Proposes Additional Transparency for “Dark Pools”
3 Dec 2009, 7:08 am
Editor's Note: This post is based on a Davis Polk & Wardwell LLP client memorandum by Annette L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Fragmented Regulatory Landscape for Digital Tokens
26 Mar 2018, 5:58 am
Massari, Annette L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Amendments to Regulation SBSR
25 Aug 2016, 6:24 am
Posted by Annette L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
New FINRA Equity and Debt Research Rules
11 Sep 2015, 6:24 am
Posted by Annette L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Department of Labor’s Final Rule on “Fiduciary” Definition
21 Apr 2016, 6:18 am
Posted by Annette L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
U.S. Uncleared Swap Margin, Capital, and Segregation Rules
31 Jan 2016, 6:06 am
Posted by Annette L. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov