Search for: "Applied Underwriters"
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25 Nov 2013, 12:12 am
On November 21, 2013, in a terse, two-page summary order (here), the Second Circuit affirmed a district court ruling applying New York law and holding that a D&O insurance policy’s professional services exclusion precludes coverage for claims brought against broker-dealer David Lerner Associates, based on the firm’s offering underwriter and financial products sales activities. [read post]
28 Feb 2020, 6:30 am
Certain Underwriters at Lloyd’s London, a three-judge panel from […] [read post]
24 Aug 2016, 6:01 am
In the recent case of ACE Fire Underwriters v. [read post]
24 Mar 2023, 11:03 am
Each Annual Meeting, AALL underwrites one free full conference registration for a number of chapters on a rotating basis. [read post]
23 Mar 2020, 7:48 am
.'I like it.All of these strictures apply, of course, to any insurance sales opportunity, from a simple auto policy renewal to complex Long Term Care insurance reviews.And remember Sgt Esterhaus' admonition. [read post]
5 Jul 2007, 3:36 pm
Collectively, observed the Court, "these factors suggest that antitrust courts are likely to make unusually serious mistakes" in applying antitrust law to securities-regulated conduct. [read post]
31 Jul 2017, 10:16 am
[W]e conclude the Second Circuit’s analysis in Davis should apply. [read post]
25 Aug 2022, 8:16 am
Certain Underwriters at Lloyd’s, et al. [read post]
25 Jul 2009, 8:52 am
" [11] The Court recited the definition of "underwriter" in the Securities Act in relevant part as: "‘any person who has purchased from an issuer with a view to . . . the distribution of any security, or participates . . . in any such undertaking.'" [12] Based on this definition, the Court agreed with the SEC that the Option Holders and the Peeper Entities were "underwriters," noting that a person… [read post]
22 Dec 2009, 7:04 am
The exemption does not currently apply, however, to communications by an offering participant who is an underwriter or dealer. [read post]
20 Mar 2017, 6:32 am
And heads up – one of the due dates to apply is coming up fast! [read post]
3 Nov 2014, 7:36 am
On appeal, the court looked at the issue of whether ADEA applied to employee’s claims. [read post]
11 Feb 2008, 12:42 pm
"I desperately need to read a scholarly, erudite opinion about the obscure legal doctrine of uberrimae fidei as applied to meritime insurance policies. [read post]
3 Nov 2014, 8:17 am
Applied Underwriters, holding that the enforceability of an arbitration clause is itself a matter for arbitration. [read post]
28 Jul 2021, 6:01 am
The scope of the PSLRA discovery stay has far-reaching implications for public companies and financial institutions that underwrite IPOs, which have been subjected to a wave of parallel federal-state securities litigation in recent years. [read post]
5 Sep 2019, 6:00 am
Now, we're excited to bring you the next in the series, an interview with underwriter Carol Carville. [read post]
11 Oct 2007, 4:09 am
The bank's wholly owned securities company, Morgan Stanley India, had to apply [...] [read post]
18 Jun 2007, 3:07 am
Billing [Duke Law case backgrounder; JURIST report], where the Court held that federal antitrust laws do not apply to a case where investors filed a class action lawsuit against underwriters and institutional investors for their alleged [read post]
24 Mar 2023, 11:03 am
Each Annual Meeting, AALL underwrites one free full conference registration for a number of chapters on a rotating basis. [read post]
13 Jun 2023, 5:13 am
Abacus applied to the Prudential Authority to vary the Abacus Insurance licence to add further classes and sub-classes to the licence conditions for third party policyholder benefits. [read post]
