Search for: "Applied Underwriters"
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6 Jan 2021, 7:14 am
Tonkovic, J.D.A petition for certiorari asks the Supreme Court to address whether the SEC exceeded its statutory authority by applying broker-dealer registration requirements to the petitioners, who were acting as underwriters. [read post]
14 Jun 2022, 7:24 am
In a comment letter on the proposal, CII agreed with the Commission’s proposals to:clarify the obligation of SPAC sponsors and their affiliates to disclose all material conflicts of interest;bring greater clarity to dilution under various SPAC share redemption scenarios;ensure that underwriter status and liability under 1933 Act Section 11 apply to SPAC underwriters who participated in the distribution of shares by taking steps to facilitate the de-SPAC (but not to… [read post]
30 Jul 2015, 8:46 am
Applying for a new plan meant the underwriter for the new policy got new, current information, and could then make an informed decision. [read post]
13 Jul 2020, 6:00 am
Well, unless you were an employee or recently applied for life insurance, not much. [read post]
6 May 2013, 9:20 am
Certain Underwriters at Lloyd’s of London, 110 Conn. [read post]
12 Jan 2013, 11:45 am
The regulations take effect on January 10, 2014.The Dodd-Frank Act sets certain product-feature prerequisites and affordability underwriting requirements for qualified mortgages and vests discretion in the Bureau to decide whether additional underwriting or other requirements should apply. [read post]
11 Aug 2017, 5:57 am
A brief underwriting refresher: when applying for life insurance (especially anything over $100,000) one is required to undergo (at least) some sort of physical exam. [read post]
30 Oct 2018, 6:18 am
[click to enlarge]Birthday rules.Anniversary rules.Rule rules.Here is a sampling of what you can expect.In New York and Connecticut, Medigap plans are guaranteed issue year-round.California and Oregon both have “birthday rules” that allow Medigap enrollees a 30 day window following their birthday each year when they can switch, without medical underwriting, to another Medigap plan with the same or lesser benefits.In Maine, Medigap enrollees can switch to a different Medigap plan… [read post]
21 May 2013, 9:00 am
He explains that “predominant character” means “the normal manner in which a tax applies,” so a tax can be an income tax even if it does not affect all taxpayers in the same way. [read post]
11 May 2011, 4:03 am
Please see prior posts for a description of their proposal to require post-reverse merged companies to trade over-the-counter for 6 months before applying to Nasdaq for uplisting, unless the uplist is through a firm commitment public underwriting. [read post]
21 Jun 2009, 6:00 am
Quick Service Management, Inc. v Underwriters of Lloyds (New Jersey - June 12, 2009) The New Jersey Superior court held that an unexplained exclusion in a trade name restoration policy that replaced a food borne illness policy does not bar Coverage for Taco Bell E. [read post]
24 May 2011, 1:27 pm
SVB Underwriting Ltd., Case No: 3:04cv2127 (D. [read post]
9 Oct 2023, 10:08 am
Second, we wanted to extend beyond more standard clauses (i.e., “Access to Records”) and determine whether our framework could be applied to more complex clauses. [read post]
22 Aug 2012, 4:08 pm
Hartford Underwriters Ins. [read post]
18 Nov 2009, 9:01 pm
Certain Underwriters at Lloyd’s London (5th Cir. [read post]
14 Apr 2017, 5:00 am
The rule applies to underwriting terms and arrangements regarding the public offering of securities. [read post]
26 Mar 2014, 8:58 pm
Testimony from an underwriter confirmed that the forms only applied from year to year. [read post]
21 Jun 2012, 1:33 pm
The potential applicability of the filed rate doctrine should be considered in defending any class action that involves underwriting issues. [read post]
7 Oct 2022, 6:07 am
Instead of releasing him, even as his health declined due to medical neglect, prosecutors simply rotated Mohamadein to a new case and applied the same baseless charges to a different set of circumstances. [read post]
2 Jul 2023, 2:38 pm
That article, which is not an act of Congress, has the force of law and applies directly to preempt Puerto Rico law. [read post]
