Search for: "Applied Underwriters Inc." Results 41 - 60 of 569
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10 Feb 2023, 6:12 am by Unknown
” The court applied the same reasoning to Pirani’s claims under Section 12(a)(2), which also contains the phrase “such security. [read post]
15 Oct 2022, 8:27 am
Underwriters at Lloyd’s, London, 148 F.3d 1285, 1299 (11th Cir. 1998); Baker v. [read post]
5 Oct 2022, 6:30 am
Plaintiffs seeking to bring such a suit would likely allege one or more of the following causes of action: Sections 11, 12(a)(2), and 15 of the Securities Act of 1933 (the “Securities Act”), and Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 10b-5 promulgated Section 11 of the Securities Act imposes liability on issuers, directors, underwriters, and others for material misstatements or omissions in a registration… [read post]
8 Sep 2022, 7:00 am by John Jascob
There was also no underwriter, and the usual lock-up period for unregistered shares did not apply. [read post]
10 Aug 2022, 6:50 pm by Race to the Bottom
Investment bank, Cowen Inc., criticized the rules as being unclear on how underwriter liability would be determined, which they say would increase the risk of investing in a SPAC. [read post]
In June 2022, the CFPB terminated a no-action letter issued to Upstart Network, Inc. in connection with Upstart’s automated model for making underwriting and pricing decisions on applications by consumers for unsecured, closed-end loans. [read post]