Search for: "Asset Management Professionals, LLC" Results 81 - 100 of 796
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23 Aug 2009, 9:10 am by John Watkins
In Georgia, LLCs are still a relatively new form of business entity designed to provide liability protection to the owners (“members”) and flow through taxation.Most business persons understand the need to form a corporation, LLC or other entity to help protect their personal assets. [read post]
8 Dec 2016, 12:07 pm by SEClaw Staff
We represent investors, financial professionals and investment firms, nationwide. [read post]
23 Oct 2007, 5:46 pm
" As a registered investment advisory firm Guardian charges annual management fees - approximately 1% - based on assets under management, which is at the low end of the range charged by large firms. [read post]
21 May 2008, 8:00 pm
Like partnerships, LLCs are simply owned by the members and/or the managers of the company. [read post]
24 Feb 2022, 3:33 pm by Rob Robinson
Press Announcement DISCO Expands Products Portfolio, Acquires Legal Hold and Workflow Technology Assets Legal technology leader DISCO (NYSE: LAW) today announced it has acquired legal workflow products Hold360 and Request360, as well as related regulatory and alert solutions, from Congruity 360, LLC. [read post]
15 Apr 2011, 8:06 am
Always seek the advice of a competent professional when making important financial and legal decisions. [read post]
11 May 2020, 3:19 am by Franklin C. McRoberts
” Each of the five founders was a member of the LLC’s “Board of Managers. [read post]
21 Oct 2019, 12:14 am by Peter Mahler
The annual LLC Institute is a unique gathering of professionals and academics from across the country for two days of programs on transactional, litigation, and taxation issues concerning LLCs and other unincorporated business forms. [read post]
18 Dec 2009, 6:15 am by Steven Peck
Some states restrict professionals such as lawyers, accountants and doctors from forming as LLC's, or have a similar corporate form, the Professional Limited Liability Company (PLLC), for professional practices. [read post]
22 Apr 2024, 1:35 am by Katelynn Minott, CPA & CEO
Potential drawbacks of forming an LLC Limited liability protection isn’t infallible: While LLC status typically protects owners’ personal assets, there have been rare cases in which creditors managed to seize them anyway. [read post]
Whether you’re new to sales or a seasoned professional, marketing to HR managers can be a challenge. [read post]
19 May 2014, 10:29 pm by Kevin LaCroix
Carlyle Investment Management LLC (CIM) served as CCC’s investment manager pursuant to an investment Management Agreement (IMA). [read post]
31 Jan 2019, 8:04 am by Zamansky
For most casual investors, investing in options is a task best left to the professionals. [read post]
5 Feb 2020, 8:54 am by Kevin LaCroix
 The insured, a real estate investment vehicle, was sued for squandering invested funds and mismanaging its real estate assets, and its insurer denied coverage under the professional services exclusion. [read post]
13 Apr 2016, 1:07 pm by Krause Donovan Estate Law Partners
Why Should You Take Care of Yourself In order to manage your physical assets, you need to be physically fit, mentally alert, and able to learn new ways to handle your physical assets. [read post]
26 Aug 2019, 5:50 am
In a decisive August 5 ruling that could be the final nail in the coffin for plaintiffs’ efforts to compare advisory and subadvisory fees, a federal court in the Central District of California rejected claims of excessive mutual fund fees asserted against Metropolitan West Asset Management, LLC (“MetWest”) following a bench trial. [read post]
23 Apr 2012, 3:11 pm by admin
Click here for NY LLC Formation Note: Professionals can only form a professional limited liability company. [read post]
11 Jan 2017, 6:29 am
From the Desk of Jim Eccleston at Eccleston Law LLC:Merrill Lynch has discharged a broker with $1.4 billion of client assets for improperly submitting personal expenses for reimbursement, resulting in management’s loss of confidence.Sandy M. [read post]
5 Oct 2018, 8:25 am by SEClaw Staff
Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer OrdersCredit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders.SEC Charges LendingClub Asset Management and Former Executives With… [read post]