Search for: "Associates First Capital Corp"
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20 Aug 2018, 3:47 pm
Up to 60 brokerage firms have sold the GPB funds, including Advisor Group broker-dealers Sagepoint Financial Inc., FSC Securities Corp., Royal Alliance Associates, Inc., and Woodbury Financial Services Inc. [read post]
25 Jan 2019, 1:03 pm
(CRD #18334) and Mutual Capital Corp. [read post]
21 Aug 2019, 8:38 am
Sanchez Energy Corp. [read post]
10 May 2017, 3:04 am
Not positive, but we think Bill is the first Director hailing from the Valley – we’ve updated our “List of Corp Fin Directors. [read post]
10 Oct 2011, 4:50 am
Corp Fin Updates Financial Reporting Manual (Again) Last week, Corp Fin updated its Financial Reporting Manual for issues related to reporting requirements in an acquisition or disposition made by a variable interest entity, subsidiary guarantee release provisions, transitional registration statement options for first-time IFRS adopters, as well as other changes. [read post]
4 May 2022, 8:47 am
The post Money Concepts Capital Broker Christopher Passero Suspended after Allegations appeared first on The White Law Group. [read post]
3 Aug 2020, 11:18 am
Reportedly files for Chapter 11 Bankruptcy Protection appeared first on The White Law Group. [read post]
15 Aug 2016, 11:39 am
Recent orders applicable to Fred Hanna, Encore Capital Group, Inc., Midland Funding, LLC, Midland Credit Management, Inc., Asset Acceptance Capital Corp., PRA, LLC, Porfolio Recovery Associates, Chase Bankcard Services, Santander Bank, N.A., Solomon & Solomon P.C., Westlake and Wilshire etc. can be found here on the CFPB site. [read post]
25 Jul 2018, 11:25 am
For example, Aegis Capital Corp. [read post]
17 May 2021, 3:00 am
In that statement, she cited favorably comments on the rule proposal received from the Human Capital Management Association, which called for a combination of a principles-based & line-item disclosures. [read post]
7 Aug 2006, 8:05 am
At Xethanol, we discovered that the shareholders whose names appeared in the company’s SEC filings over the past year and a half included no fewer than eight current or former stock brokers who have been the subjects of disciplinary actions by the Securities and Exchange Commission, the National Association of Securities Dealers or other regulatory bodies.One of the five biggest shareholders in Xethanol when it went public last year was William Scott Smith, who was… [read post]
1 Oct 2020, 7:53 am
Inland Private Capital Corp., a sponsor of 1031 exchanges structured through Delaware Statutory Trusts (DSTs), filed a Form D to raise capital from investors for the offering Riverdale Multifamily DST in 2017. [read post]
11 Dec 2015, 3:06 am
In the year’s first nine months, U.S. companies spent $516.72 billion buying their own shares, with third-quarter reports still not complete, according to Birinyi Associates. [read post]
26 May 2020, 5:43 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Robert Buffington (Buffington), formerly associated with Aegis Capital Corp. [read post]
29 Jun 2016, 3:36 am
Current Developments in Capital Raising. [read post]
29 Jun 2018, 8:35 am
Previous registrations include Investors Capital Corp in Longwood, FL form May 2006 – October 2016. [read post]
10 Mar 2023, 7:24 am
Craffy had been registered with Monmouth Capital Management and previously was registered with Newbridge Securities Corp. [read post]
21 Jul 2020, 10:27 am
Inland Private Capital Corp., a sponsor of 1031 exchanges structured through Delaware Statutory Trusts (DSTs), filed a Form D to raise capital from investors for the offering Modesto Retail Center DST in 2015. [read post]
17 Jul 2020, 11:51 am
Inland Private Capital Corp., a sponsor of 1031 exchanges structured through Delaware Statutory Trusts (DSTs), filed a Form D to raise capital from investors for the offering Park Creek Steeple Multifamily DST in 2016. [read post]
8 Feb 2021, 10:15 am
Inland Private Capital Corp., a real estate investment firm that focuses on 1031 exchanges, reportedly filed a Form D to raise capital from investors for the offering Healthcare Hospitality DST in 2018. [read post]
