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James Anderson, Barred Broker Formerly With Ameritas Investment Corp., Subject Of 5 Disclosures
18 Nov 2019, 11:17 am by Silver Law Group
The employment history section of James Anderson’s BrokerCheck report states that he’s been employed by Aviva USA Corporation since 2004. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Review of Comments on SEC Climate Rulemaking
23 Nov 2022, 6:32 am
Walter, along with five SEC General Counsels and four Directors of the Commission’s Division of Corporation Finance and a number of legal academics and senior practitioners, submitted a letter defending the SEC’s authority to promulgate the Proposal. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Review of Comments on SEC Climate Rulemaking
23 Nov 2022, 6:32 am
Walter, along with five SEC General Counsels and four Directors of the Commission’s Division of Corporation Finance and a number of legal academics and senior practitioners, submitted a letter defending the SEC’s authority to promulgate the Proposal. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
The Case of the Missing Market Conduct Exams: Part II
26 May 2023, 12:08 pm by Liberty Ritchie
Life Insurance Co.13‐0207‐EXM In Re: Target Market Conduct Examination of Fidelity and Guaranty Life Insurance Co.13‐0208‐EXM In Re: Target Market Conduct Examination of Great American Life Insurance Co.13‐0209‐EXM In Re: Target Market Conduct Examination of Illinois Mutual Life Insurance Co.13‐0210‐EXM In Re: Target Market Conduct Examination of ING USA Annuity and Life Insurance Co.13‐0211‐EXM In Re:… [read post]
Property Insurance Coverage Law Blog - http://www.propertyinsurancecoveragelaw.com/