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3 Dec 2014, 3:33 pm
(BOAMS), and Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch) (successor by merger to Banc of America Securities LLC (BAS)) (collectively, the respondents) are wholly-owned subsidiaries of Bank of America Corporation (BAC) that entered into a settlement with the SEC in connection with the with allegations made in a complaint that the SEC filed on August 6, 2013, in federal district court. [read post]
17 May 2012, 9:01 am
Prior to founding JMP, Carter served as a Managing Director in the financial services investment banking group at Montgomery Securities, now Banc of America Securities, from 1996 to 1999. [read post]
15 Nov 2022, 3:19 pm
Circuit’s decision in PHH Corporation v. [read post]
18 Jun 2012, 6:54 am
In the case of Healthcare Retirement Corporation of America v. [read post]
17 Sep 2017, 7:30 pm
Ambac Assurance Corporation is expected to issue a note guaranty insurance policy in conjunction with the notes to be issued by each trust. [read post]
28 Aug 2022, 4:08 pm
SUMMARY: In Havoco of America, Ltd. [read post]
5 Mar 2019, 5:57 am
They contend that the Court’s 2017 decision in Bank of America Corp. v. [read post]
4 Dec 2013, 8:50 am
“America’s farmers are its backbone”.) [read post]
23 Sep 2010, 4:01 pm
Hansel Clarence Cua Lee, formerly with Morgan Stanley & Co. and also Banc of America Securities was named as a respondent in a FINRA complaint alleging that he misappropriated customer funds by depositing the proceeds from customer securities sales in a checking account he opened in the customer's name without the customer's consent or knowledge. [read post]
1 May 2010, 1:39 pm
Hendrickson was terminated by Ameriprise for misappropriation/conversion of customer funds and unauthorized trading. [read post]
1 May 2010, 12:39 pm
Hendrickson was terminated by Ameriprise for misappropriation/conversion of customer funds and unauthorized trading. [read post]
1 Nov 2019, 9:01 am
The new fund would use reverse auctions to allocate a portion of High-Cost program universal service funding (i.e., the Connect America Fund (CAF)) over a ten-year period to deliver a minimum of 25/3 Mbps broadband service to 4 million rural homes and businesses. [read post]
21 Oct 2022, 11:33 am
But the concept of "dual insulation" plays a big role in the Fifth Circuit’s decision in Community Financial Services Association of America, Ltd. v. [read post]
3 May 2007, 1:20 am
Banc of America Securities LLC U.S. [read post]
29 May 2009, 4:58 am
Again, this can be done for annual shareholder meetings - and it helps if the company controls the messaging rather than only have third-parties tweeting during the event (which is becoming more common, like it was during Banc of America's annual meeting this year. [read post]
9 Jan 2012, 12:58 am
To be sure, the dismissals of a number of other cases has been affirmed on appeal, including the dismissal in the NovaStar Financial case (refer here), Centerline (here); Impac Mortgage (here); Home Banc Corporation (here); Regions Financial Corp. [read post]
19 Mar 2007, 1:26 am
Hackett advises in-house legal executives to stand up and demand to know -- in detail -- why prestigious firms believe their inexperienced associates provide more value than a successful partner in a less expensive firm or an expert legal service consultant.
Visit In-House Counsel
Banc of America Lawyers Call for Removal of Kasowitz Benson as Counsel
The American Lawyer
Lawyers for Banc of America Securities LLC presented e-mail evidence in a… [read post]
2 Jan 2024, 2:13 am
Laddaran Management Corporation, Employers Preferred Insurance Company, Defendants, 2023 Cal. [read post]
5 Dec 2017, 12:01 pm
Tripp, Houston, Texas, for amici Association of American Physicians & Surgeons, Inc. and Eagle Forum Education and Legal Defense Fund. [read post]
3 Dec 2009, 2:35 pm
 The Circuit Court denied en banc review by a 5-4 vote. [read post]
