Search for: "BARCLAYS PLC"
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16 Mar 2018, 12:06 pm
According to Bloomberg News, Barclays Plc terminated managing director David Fotheringhame following an order from a New York regulator two years ago. [read post]
6 Jan 2014, 5:00 am
Pease, David Perlman and Jennifer Lias After an investigation of actions in the western electricity markets by Barclays Bank PLC (“Barclays”), Daniel Brin, Scott Connelly, Karen Levine, and Ryan Smith (collectively, the “Traders” and together with Barclays, “Defendants”), the Federal Energy Regulatory Commission (“FERC”) issued an order finding the Defendants in violation of FERC’s anti-manipulation… [read post]
24 Jun 2015, 2:34 pm
After almost eight years since the Federal Energy Regulatory Commission (FERC) commenced its investigation against Barclays Bank PLC (Barclays) and four of its traders, Scott Connelly, Daniel Brin, Karen Levine and Ryan Smith, for allegedly manipulating the California electricity markets, Barclays filed its answer in federal district court. [read post]
8 Jan 2019, 12:58 pm
The purported letters criticized Barclay PLC’s management, Mr. [read post]
22 Jul 2011, 1:38 am
Barclays Bank plc v Nylon Capital LLP [2011] EWCA Civ 826 ; [2011] WLR (D) 235 “In any case where a dispute arose as to the jurisdiction of an expert, a court was the final decision maker as to whether the expert had jurisdiction, even if a clause purported to confer that jurisdiction on the expert in a manner that was final and binding. [read post]
31 May 2007, 2:21 am
Insider trading can happen in lots of different ways, and Barclays Bank PLC chose an interesting one: using information from the creditors committees of bankrupt companies to trade in their debt securities. [read post]
27 Oct 2015, 2:11 pm
NCUA Press Release on Barclays. [read post]
21 May 2015, 12:02 pm
For the past two years we have been tracking and reporting on an enforcement proceeding brought by the Federal Energy Regulatory Commission (“FERC”) against Barclays Bank PLC (“Barclays”), Daniel Brin, Scott Connelly, Karen Levine, and Ryan Smith (collectively, the “Traders” and together with Barclays, “Defendants”) for alleged manipulative trading in the western electricity markets from […] [read post]
19 Jun 2014, 8:42 am
On June 25, 2014, New York State Attorney General Eric Schneiderman filed a Complaint naming defendants Barclays PLC and Barclays Capital Inc.with fraud arising from the operation of a dark pool and other attendant electronic trading practices. [read post]
17 Jan 2010, 9:29 pm
’s $60 million securities fraud claims against Barclays Capital Inc. and Barclays Bank PLC. [read post]
31 Dec 1969, 4:00 pm
After more than four years of litigation in federal district court, the Federal Energy Regulatory Commission (“FERC” or the “Commission”) yesterday issued an order approving a $105 million settlement resolving allegations that Barclays Bank PLC and certain of its traders (“Barclays”) participated in a scheme to manipulate western energy markets. [read post]
26 Feb 2014, 11:14 am
Pease On July 16, 2013, the Federal Energy Regulatory Commission (“FERC”) issued an order finding Barclays Bank PLC (“Barclays”), Daniel Brin, Scott Connelly, Karen Levine, and Ryan Smith (together with Barclays, “Defendants”) in violation of FERC’s anti-manipulation regulations and assessed significant penalties.[1] The Defendants chose to have the validity of the order tried de novo in [...] [read post]
2 Jan 2008, 3:11 am
Now Barclays has filed this action in federal court based on losses it suffered from the other failed hedge fund.The action, entitled Barclays, PLC v. [read post]
17 Aug 2010, 11:40 am
The latest: This morning, District Judge Emmet Sullivan threw some cold water on the proposed $298 million settlement between Barclays Bank PLC and U.S. and New York prosecutors. [read post]
7 Mar 2008, 12:23 am
LONDON, Mar. 6, 2008 (Thomson Financial delivered by Newstex) -- Autonomy Corp PLC said it has entered into an agreement with Barclays (NYSE:BCS) Capital to license the company's intelligent data operating layer software. [read post]
11 Jun 2007, 5:42 pm
Barclays Bank PLC and a former proprietary trader for Barclays' U.S. [read post]
19 Nov 2012, 1:27 am
Barclays Bank PLC. [read post]
20 Apr 2020, 3:26 am
Alaina Wadsworth, Chris Horsefield and Ben Brown, who all work within the Insurance & Reinsurance Group at CMS, comment on the decision handed down by the UK Supreme Court earlier this month, in the matter of Barclays Bank Plc v Various Claimants [2020] UKSC 13: Earlier this month, the Supreme Court handed down its decision in the matter of Barclays Bank plc v Various Claimants [2020] UKSC 13. [read post]
5 Jan 2017, 8:09 am
On May 20, 2015, the Department of Justice / Antitrust Division obtained guilty pleas and some $2.5 billion in criminal fines for conspiring to fix prices and rig bids in the foreign currency exchange spot market settlements from Barclays PLC, Citicorp, JPMorgan Chase & Co., and The Royal Bank of Scotland plc. [read post]
25 Nov 2015, 8:09 am
Have you suffered losses investing in structured notes created by Barclays PLC? [read post]
