Search for: "BARCLAYS PLC"
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8 Jul 2009, 6:59 pm
After more than doubling note and bond offerings to $963 billion in the first half, another $1.1 trillion may be sold by year-end, according to Barclays Plc. [read post]
30 Oct 2019, 11:52 am
On September 27, 2019, Barclays PLC agreed to pay $6.3 million to the Securities and Exchange Commission (SEC) to settle charges that Barclays violated the books and records and internal accounting controls provisions of the Foreign Corrupt Practices Act (FCPA). [read post]
18 Aug 2010, 6:27 pm
Many of the recent corporate settlements with the government have focused on violations of the Foreign Corrupt Practices Act. [read post]
12 May 2015, 2:04 pm
The following is a list of some of the Barclays Reverse Convertible Notes offered: CUSIP Issuer Product Name 06740JJL5 Barclays Reverse Convertible Notes linked to Wells Fargo & Co. 06740JTD2 Barclays Reverse Convertible Notes linked to Wells Fargo & Co. 06740PGR1 Barclays Reverse Convertible Notes linked to Wells Fargo & Co. 06741JZQ5 Barclays Reverse Convertible Notes linked to 3D Systems Corp 06741J5M7 Barclays Reverse Convertible… [read post]
1 May 2018, 7:52 pm
The petition also asked what evidence must be put forth by a plaintiff seeking to rebut the presumption (Barclays PLC v. [read post]
22 Oct 2014, 4:23 am
As discussed in greater detail here, on July 10, 2012, Barclays shareholders filed a securities class action lawsuit in the Southern District of New York, against Barclays PLC and two related Barclays entities, as well as the company’s former CEO, Robert Diamond; and its former Chairman Marcus Agius. [read post]
14 Apr 2010, 2:17 pm
District Judge Denise Cote, who last month issued an injunction requiring it to wait two or more hours before publishing research from Bank of America Corp’s Merrill Lynch unit, Barclays Plc and Morgan Stanley. [read post]
18 Mar 2010, 7:15 pm
Ruling in favor of Bank of America Corp’s Merrill Lynch unit, Barclays Plc and Morgan Stanley, U.S. [read post]
7 Jul 2020, 5:21 am
The recent case of Barclays Bank Plc v Various Claimants [2020] UKSC 13 clarified the English law position that a principal cannot be vicariously liable for the acts of an independent contractor. [read post]
16 Jul 2012, 7:08 pm
While Barclays may have the settled the allegations for $450 million with the UK’s Financial Services Authority, the US Department of Justice, and the Commodity Futures Trading Commission, now a number of other financial firms are under investigation including UBS AG (UBS), JPMorgan Chase (JPM), Deutsche Bank AG, Credit Suisse Group (CS), Citigroup Inc., Bank of Tokyo-Mitsubishi UFJ, HSBC Holdings PLC (HBC-PA), Lloyds Banking Group PLC (LYG), Rabobank Groep NV,… [read post]
18 Jul 2012, 11:04 am
Barclays Plc, one of the largest financial institutions in the world, was fined in excess of $450 million by the U.S. [read post]
21 Feb 2019, 11:44 am
The city of Philadelphia filed a lawsuit Wednesday accusing Bank of America Corp, Barclays Plc, Citigroup Inc, Goldman Sachs Group Inc, JPMorgan Chase & Co, Royal Bank of Canada and Wells Fargo & Co of defrauding the city and public entities out of millions of dollars. [read post]
3 Apr 2012, 2:45 pm
Sinaloa Gold PLC, PH Capital Invest, Glen Lawrence Hoover (Defendants) and Barclays Bank PLC (Respondent/Intervener), [2011] EWCA Civ 1158 Docket No: A3/2011/0318 Date of Decision: October 18, 2011 [read post]
6 Jun 2022, 5:32 am
Barclays Capital Inc. and Barclays PLC, 2020 USPQ2d 513 (Fed. [read post]
16 Mar 2017, 8:57 am
Recently the company entered into a loan agreement with Barclays Bank PLC for $140 million. [read post]
22 Aug 2010, 8:57 am
Barclays Bank PLC has agreed to forfeit $298 million according to U.S. [read post]
18 May 2014, 6:00 am
Barclays PLC, et al., one of a recent spate of lawsuits arising out of matters concerning LIBOR, the Second Circuit addressed three pleading issues that frequently arise in securities class actions: loss causation, disclosures that amount to “puffery,” and control person liability. [read post]
15 Sep 2008, 7:16 pm
Today, Lehman Brothers Holding Inc. filed for bankruptcy after takeover talks with Barclays Plc and Bank of America failed this weekend. [read post]
26 Aug 2011, 7:12 am
EPC members include banks such as Lloyds TSB, Citibank, Barclays, UBS, HSBC Holdings Plc and Deutsche Bank AG. [read post]
11 Dec 2017, 1:54 pm
Trustee Deutsche Bank National Trust Company (“DBNTC“) had brought suit against Barclays Bank PLC and HSBC (collectively, the “Defendants“). [read post]
