Search for: "BARCLAYS PLC"
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9 Jul 2018, 3:18 pm
The case is Miles Smith Broking Limited v Barclays Bank Plc. [read post]
1 May 2018, 7:52 pm
The petition also asked what evidence must be put forth by a plaintiff seeking to rebut the presumption (Barclays PLC v. [read post]
13 Apr 2018, 8:52 am
Lord Justice Sales, who delivered the main judgment, was guided by the reasoning of the House of Lords in Customs and Excise Commissioners v Barclays Bank plc [2006] UKHL 28, which determined that a defendant’s duty of compliance is owed to the court, of which the remedy for non-compliance is punishment for contempt, not civil damages. [read post]
11 Apr 2018, 9:04 am
., Barclays PLC, Morgan Stanley, William Blair & Co., BMO Financial Group, and Fifth Third Bancorp, claiming the firms used a “Robo Resetting” device to fraudulently impose “artificially high interest rates” on the VRDOs so they would not have to be remarketed. [read post]
16 Mar 2018, 12:06 pm
According to Bloomberg News, Barclays Plc terminated managing director David Fotheringhame following an order from a New York regulator two years ago. [read post]
6 Mar 2018, 7:52 am
Petitioner Barclays PLC operates an alternative trading system known as the Barclays Liquidity Cross (LX). [read post]
14 Feb 2018, 2:57 pm
This past year was an eventful one in the corporate and securities litigation arena. [read post]
22 Jan 2018, 4:18 pm
Barclays PLC,[5] the Second Circuit held that defendants’ rebuttal of the fraud-on-the-market presumption must carry not only a burden of production (as under Fed. [read post]
11 Dec 2017, 1:54 pm
Trustee Deutsche Bank National Trust Company (“DBNTC“) had brought suit against Barclays Bank PLC and HSBC (collectively, the “Defendants“). [read post]
20 Nov 2017, 2:33 pm
Barclays PLC, No. 16-1912 (2d Cir. [read post]
20 Nov 2017, 6:25 am
Barclays PLC, No. 16-1912 (2d Cir. [read post]
12 Nov 2017, 11:00 pm
Barclays PLC (here). [read post]
7 Aug 2017, 1:32 pm
Data was collected from a sample of the largest banks in each member state, including Barclays plc, HSBC and Lloyds. [read post]
26 Jul 2017, 11:24 am
Arab Bank, PLC. [read post]
6 Jul 2017, 12:02 pm
The post SEC Investigates Barclays PLc and Morgan Stanley for Puerto Rico Bond Sales appeared first on White Securities Law. [read post]
31 May 2017, 3:34 am
Peikin has done high-profile defense work for Barclays PLC and Goldman Sachs Group Inc. [read post]
21 Apr 2017, 4:59 am
Barclays Bank PLC, et al., 16-239. [read post]
13 Apr 2017, 9:23 pm
Another bank with whistleblower woes: Barclays PLC, which said it would reprimand and slash the pay of CEO James “Jes” Staley for trying to identify an anonymous tipster who flagged previous erratic behavior by another Barclays executive. [read post]
30 Mar 2017, 6:07 am
What are Structured Notes? [read post]
24 Mar 2017, 3:00 am
Clayton to recuse himself on enforcement matters related to former clients, such as Goldman Sachs Group Inc. and Barclays PLC, as well as companies represented by his firm before the SEC. [read post]
