Search for: "BB&T Investment Services, Inc." Results 1 - 20 of 29
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
6 Feb 2024, 6:13 am by Staff Attorney
  From February 2017 through February 2021 Bindra was registered with BB&T Securities. [read post]
11 Jul 2023, 8:48 am by Chris Castle
They don’t know who they are investing for (not The MLC, Inc., clearly–if there’s one thing we know, we know it’s not their money). [read post]
22 Feb 2022, 12:09 pm by Silver Law Group
  Scarlett Ramsey   NYLife Securities LLC   Merrill Lynch, Pierce, Fenner & Smith Incorporated   Bobby Sullins   BB&T Securities, LLC   BB&T Investment Services, Inc. [read post]
27 Dec 2021, 9:38 am by Silver Law Group
Morgan Securities LLC   Bobby Sullins   BB&T Securities, LLC   BB&T Investment Services, Inc. [read post]
27 Dec 2021, 7:12 am by Silver Law Group
According to FINRA Disciplinary actions for December 2021, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Omer Ali-Taha   BB&T Investment Services, Inc. [read post]
22 Sep 2021, 9:23 am by Silver Law Group
According to FINRA Disciplinary actions for August 2021, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Omer Ali-Taha   BB&T Investment Services, Inc. [read post]
8 Oct 2020, 8:56 am by Kristian Soltes
 Republicans issued a separate response endorsing strong antitrust enforcement targeting the companies but didn’t endorse many of the Democrats’ policy prescriptions. [read post]
27 Jul 2020, 6:45 pm by Silver Law Group
  Wells Fargo Clearing Services, LLC   Wells Fargo Advisors LLC   Howard Walzer   BB&T Securities, LLC   UBS Financial Services Inc. [read post]
28 Aug 2019, 5:24 am by Kristian Soltes
One company that is capitalizing on the trend is Zelle, the digital payments company owned by Bank of America  BB&T, Capital One, JPMorgan Chase, PNC Bank, US Bank, Citibank, and Wells Fargo. [read post]
31 Jul 2019, 7:02 am by Kristian Soltes
In a congressional hearing on the proposed merger of SunTrust and BB&T, size was in focus. . . . [read post]
31 Jul 2018, 10:40 am by Kevin Kaufman
Finally, capital stock taxes penalize investment and expansion. [read post]
31 Jul 2015, 4:54 am by Rebecca Tushnet
’ NWTM has simply not addressed how its competitors could describe their products without using the terms employed in NWTM’s SBB, CBB, and BB marks. [read post]
16 Nov 2012, 9:14 am
CCO Investment Services Corp. is a wholly owned subsidiary of Citizens Financial Group, Inc., which is owned by the Royal Bank of Scotland, and in substantial part, operates from kiosks located in traditional retail bank branch offices of Citizens Bank. [read post]