Search for: "BBVA SECURITIES OF PUERTO RICO, INC."
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8 Nov 2013, 6:02 am
The alleged claim was asserted against BBVA Securities of Puerto Rico, Inc. [read post]
2 May 2013, 3:50 am
In a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in July 2011, Claimant asserted causes of action including negligence, breaches of contract and fiduciary duty, fraud, conflict of interest, violations of securities rules and laws, and unsuitability in connection with his investment in Respondent BBVA’s proprietary fund Puerto Rico & Global Income Target Maturity Funds, Inc. [read post]
10 Mar 2014, 10:55 am
Respondent, TD Ameritrade, Inc. is liable for and shall pay to Claimant the sum of $61,732.00 in compensatory damages. 11-04271 Felix Bernard-Diaz BBVA Securities of Puerto Rico, Inc. [read post]
6 Mar 2014, 11:11 am
DiMercurio, the sum of $45,143.60 in compensatory damages. 11-04271 Felix Bernard-Diaz, Julian Rodriguez, and Luz Rodriguez BBVA Securities of Puerto Rico, Inc. [read post]
16 Jun 2021, 12:32 pm
BBVA Securities of Puerto Rico, 852 F. 3d 36 (1st Cir. 2017), Landau v. [read post]
