Search for: "BICE"
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15 Aug 2017, 1:33 pm
This would delay the implementation of the BICE and BICE Lite procedures that will cause serious adjustments to most advisers’ business model and procedures. [read post]
15 Aug 2017, 1:33 pm
This would delay the implementation of the BICE and BICE Lite procedures that will cause serious adjustments to most advisers’ business model and procedures. [read post]
15 Aug 2017, 1:33 pm
This would delay the implementation of the BICE and BICE Lite procedures that will cause serious adjustments to most advisers’ business model and procedures. [read post]
10 Jul 2017, 7:36 am
The rulemaking included a new Best Interest Contract Exemption (BICE) and amendments to the prohibited-transaction provisions under ERISA and the Internal Revenue Code. [read post]
6 Jul 2017, 7:29 am
The gunman was later identified as 34-year-old Andrew Bice. [read post]
6 Jul 2017, 7:29 am
The gunman was later identified as 34-year-old Andrew Bice. [read post]
6 Jul 2017, 5:24 am
The rulemaking included a new Best Interest Contract Exemption (BICE) and amendments to PTEs. [read post]
7 Apr 2017, 9:05 am
During the transition period from June 9, 2017 through Dec. 31, 2017, those relying on the BICE need only comply with the Impartial Conduct Standards. [read post]
7 Apr 2017, 9:05 am
During the transition period from June 9, 2017 through Dec. 31, 2017, those relying on the BICE need only comply with the Impartial Conduct Standards. [read post]
13 Mar 2017, 9:30 am
” Clarke claimed that after he rejected Bice’s request for an interview, Bice retaliated with a series of public records requests, ignoring the fact that these requests are both routine and are often reporter’s only recourse when an official refuses to answer questions. [read post]
17 Feb 2017, 7:52 pm
"John Doe leak investigators reviewed documents at the Wisconsin Supreme Court": Daniel Bice, Jason Stein, and Patrick Marley of The Milwaukee Journal Sentinel have this report. [read post]
15 Feb 2017, 8:34 am
” BICE and PTE 84-24 require financial institutions receiving exemptions under them to preserve an investor’s right to bring or participate in a class action. [read post]
11 Jan 2017, 3:16 am
Juan Dalmau Ramírez debe considerarse para propósitos de la Cláusula de Minorías porque corrió por un partido inscrito y los resultados post electorales no son óbice para obliterar dicho hecho. [read post]
14 Dec 2016, 8:32 am
Advisors who wish to continue working on commission will need to provide clients with a disclosure agreement, called a Best Interest Contract Exemption (BICE), in circumstances where a conflict of interest could exist (such as, the advisor receiving a higher commission or special bonus for selling a certain product). [read post]
29 Sep 2016, 2:00 am
Bice Professor of Law, USC Gould School of Law, presents today: Reasonable Precautions when Shaping a Child’s Values: Reinterpreting the Right to an Open Future. [read post]
26 Jul 2016, 12:28 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:Recently the DOL posted a list of technical corrections, one of which deleted six words, creating confusion about the use of best-interest contract exemption (BICE). [read post]
25 Jul 2016, 3:30 pm
"'Activist judge' compares surrogacy to human trafficking": Daniel Bice has this front page article in today's edition of The Milwaukee Journal Sentinel. [read post]
3 Jun 2016, 11:42 am
” The plaintiffs here note that because FIAs are an insurance product, the FIA sellers represented by NAFA — including carriers, IMOs, and agents — “are ill-equipped to suddenly be subjected to the onerous compliance obligations required by the BICE, which more closely resemble the types of requirements imposed on the securities industry. [read post]
11 May 2016, 8:48 am
To provide relief, the DOL also released several related pieces of guidance, including: The final form of the new best interest contract exemption (BICE). [read post]
11 May 2016, 8:48 am
To provide relief, the DOL also released several related pieces of guidance, including: The final form of the new best interest contract exemption (BICE). [read post]
