Search for: "BIS Investment, LLC"
Results 41 - 60
of 71
Sort by Relevance
|
Sort by Date
31 Dec 2020, 3:00 pm
appeared first on Zamansky LLC. [read post]
24 Dec 2020, 3:00 pm
The post 10 Reasons Why You May Be Entitled to Recover Your Investment Losses appeared first on Zamansky LLC. [read post]
17 Dec 2020, 5:06 am
With the Reg BI, this is no longer necessary. [read post]
31 Aug 2020, 10:51 am
appeared first on Zamansky LLC. [read post]
30 Jul 2020, 7:04 am
Reg BI goes on to enumerate four obligations which must be satisfied when making any security or investment recommendation. [read post]
17 Jul 2020, 10:43 am
The post More On SEC Regulation Best Interest (Reg BI) appeared first on Zamansky LLC. [read post]
30 Jun 2020, 6:49 am
The post Stockbrokers Must Now Act in Their Customers’ Best Interests appeared first on Zamansky LLC. [read post]
29 Jun 2020, 4:42 pm
Two groups consisting of an investment adviser interest group, XY Planning Network LLC (XYPN) and its member firm Ford Financial Solutions; and a group of states and the District of Columbia, challenged the legality of Reg BI, arguing that Section 913 of the Dodd-Frank Act requires the SEC to adopt a rule holding broker-dealers and investment advisers to the same fiduciary standard. [read post]
29 Jan 2020, 4:55 am
Regulation Best Interest (“Reg BI”) will have an impact on the investment management industry in 2020. [read post]
13 Sep 2019, 6:42 am
Regulation BI was adopted in June 2019, became effective September 10, 2019, and firms will be required to begin complying with the rule by June 30, 2020 (XY Planning Network, LLC v. [read post]
2 Apr 2018, 4:03 pm
David Fontaine John Reed Stark As I noted in a post at the time, on February 21, 2018, the SEC released its cybersecurity disclosure guidance for publicly traded companies. [read post]
10 Nov 2017, 6:22 am
Securities and Exchange Commission, on Thursday, November 9, 2017 Tags: Bitcoin, Disclosure, Engagement, Information environment, Investment advisers, Investor protection, Misconduct, Retail investors, SEC, Securities fraud, Securities regulation, Shareholder proposals, Transparency [read post]
19 Jul 2017, 2:44 am
Treasury venues, whether electronic multiparty trading platforms or bi-lateral dealer-to-customer arrangements. [read post]
1 Jun 2015, 12:00 pm
Institutions, private investors and those interested in alternative investments around the world will be following this story, and to assess where to invest. [read post]
17 Feb 2015, 7:05 pm
While the dollar is currently surging in value as a ‘safe haven’ investment, America faces more than the usual normal number of unsettling issues abroad. [read post]
24 Nov 2014, 3:03 pm
Bi Bi N. [read post]
27 Oct 2014, 12:52 pm
The LLC would in turn loan money to CamWest to be invested in real estate projects that CamWest would develop. [read post]
22 Mar 2012, 7:37 am
As Karen Goulart reports in her article in SearchCIO.com entitled, Mobile BI now a must-have, thanks to handheld devices and iPads, a 2011 survey by Dresner Advisory Services LLC ranks BI the third most popular mobile application right behind email and calendar applications. [read post]
4 Oct 2011, 8:48 pm
The practicable development-oriented innovations in new trade-based IIAs (such as the COMESA Common Investment Agreement, the ASEAN Comprehensive Investment Agreement, and the ASEAN-China Investment Agreement) appears to align more closely with the actual nature of the right to development. [read post]
5 Sep 2011, 11:49 pm
Wang Community Health Center, New York, NYInvestment Adviser (Senior Paralegal or Junior JD) – Investment Management Company and Registered Investment Advisor, Washington, DCEmployment & Labor Law Vice President, Corporate Counsel – Confidential, Newark, NJPatent Counsel, Europe – Global Pharmaceutical Company, United Kingdom (London)Legal Counsel – Confidential, The Woodlands, TXAssistant Counsel – Quidsi Inc., Jersey City, NJAssociate General… [read post]
