Search for: "BOND SAFEGUARD INSURANCE AGENCY"
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16 Feb 2023, 9:05 pm
Currently, the SEC requires advisers to safeguard only securities and client funds in the adviser’s possession. [read post]
31 May 2007, 7:58 am
Over-collateralization of assets versus bonds tends to be in the 5% to 15% range, which when combined with mortgage insurance and guarantees would enable an indenture to pay bonds should the foreclosure rate reach at least 42%, as described in the above example. [read post]
21 Jul 2010, 8:44 am
If you believe Frank Partnoy, a key reason for the success of credit rating agencies is that the many rules using credit ratings have created "regulatory licenses"--institutions buy highly-rated bonds in order to comply with administrative rules. [read post]
30 Apr 2012, 7:00 am
They have liability insurance and workers’ compensation to clean up the mess they make, and some times they actually think the risk is worth it. [read post]
30 Jan 2012, 6:00 am
They have liability insurance and workers’ compensation to clean up the mess they make, and some times they actually think the risk is worth it. [read post]
18 Jun 2012, 11:26 am
They have liability insurance and workers’ compensation to clean up the mess they make, and some times they actually think the risk is worth it. [read post]
31 Jan 2020, 3:00 am
House seat in Georgia, is asking the FEC to let her use campaign funds to purchase health insurance. [read post]
12 Apr 2016, 3:50 pm
Subject to this cautionary proviso, the following are some of the activities that the Rule identifies as activities that might fall outside the Rule’s covered investment activities in the manner required by the Rule: “Education” as defined and provided in accordance with the Rule; “General communications that a reasonable person would not view as an investment recommendation;” Simply making available a platform of investment alternatives without… [read post]
12 Apr 2016, 3:50 pm
Subject to this cautionary proviso, the following are some of the activities that the Rule identifies as activities that might fall outside the Rule’s covered investment activities in the manner required by the Rule: “Education” as defined and provided in accordance with the Rule; “General communications that a reasonable person would not view as an investment recommendation;” Simply making available a platform of investment alternatives without… [read post]
4 Aug 2021, 6:43 am
SECURITY AND TRUSTS/AGENCY Trusts and parallel debt structures are not recognised or t [read post]
20 Mar 2008, 4:58 am
The amendment act also took a further safeguard - that of making this particular amendment retrospective (and in fact dating back to 1934, when the RBI Act was enacted).'CHAPTER IIIDREGULATION OF TRANSACTIONS IN DERIVATIVES, MONEY MARKET INSTRUMENTS, SECURITIES, ETC.45U. [read post]
1 Aug 2012, 10:02 am
Also, by not knowing who the fiduciaries are, plans and their fiduciaries often fail to confirm the eligibility of all parties serving as fiduciaries, to arrange for bonding of service providers or fiduciaries as required to comply with Title I of ERISA. [read post]
31 Mar 2020, 4:31 am
Security and Trusts / Agency For trusts created in Venezuela, the trustee must be a local bank or insurance company authorised to operate as such. [read post]
8 Jun 2019, 7:05 pm
(Pix © Larry Catá Backer 2019)This post is the third of a series of three posts in which the CPE WGE examine the question of paths to empire performed through the choices being made by the U.S. and Chinese leadership cores [领导核心] within the theater of the U.S. [read post]
5 Mar 2013, 1:51 pm
Aside from the effects of sequester, small and other businesses health care costs and responsibilities continue to be shaped by a deluge of new rules rolling out under ACA, the Health Insurance Portability & Accountability Act (HIPAA), the Family & Medical Leave Act, and a host of other laws. [read post]
10 Dec 2018, 3:16 pm
Ohio’s accepting of bitcoin is a first for any U.S. government agency, and while perhaps a boon for the John Wicks of the world, the rest of us, not so much. [read post]
1 May 2020, 2:11 am
Certain entities are exempt from the requirements of the French banking monopoly regulations, such as insurance and reinsurance companies, certain pension funds, UCITS and AIF. [read post]
29 Feb 2008, 8:08 am
The measure was drafted as a safeguard against directors diverting corporate resources into private benefit schemes. [read post]
16 Dec 2017, 8:50 am
(pix credit; here)The Statement on Visit to the USA, by Professor Philip Alston, United Nations Special Rapporteur on extreme poverty and human rights has just been posted to the UN's website. [read post]
12 Sep 2022, 5:00 am
As observed by former Commissioner Julie Brill in 2016, “the FTC conducts its rulemakings with the same level of attention to costs and benefits that is required of other agencies. [read post]
