Search for: "Banc of America Securities, LLC"
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27 Mar 2023, 9:01 pm
Although the number of securities lawsuits filed this year remained steady compared to 2021, we have seen many notable developments in securities law. [read post]
14 Dec 2011, 2:45 pm
UBS Financial Services Inc.paid $160 million to settle with the SEC and other federal and state authorities in May, and Banc of America Securities LLCreached a $137 million settlement with the SEC and other federal and state authorities on Dec. 7. [read post]
13 Sep 2021, 12:39 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
25 Dec 2018, 7:23 am
Brooke Haskins has also worked at the following firms: • UBS Securities LLC in San Francisco, California — from April 10, 2003 to March 30, 2007 • Banc of America Securities LLC in New York, New York — from October 2, 2000 to April 4, 2003 • Morgan Stanley & Co., Inc. [read post]
7 Jan 2015, 7:00 am
Bank of America, N.A., Banc of America Mortgage Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith, Inc. f/k/a Banc of America Securities LLCCase number: 13-cv-00447 (United States District Court for the Western District of North Carolina)Case filed: August 6, 2013Qualifying judgment/order: November 25, 2014 12/22/2014 3/22/2015 [read post]
8 Dec 2011, 1:45 pm
(a $160 million settlement in May 2011), and Banc of America Securities LLC (a $137 million settlement in December 2010). [read post]
11 Dec 2009, 2:08 am
Banc of America Securities LLC Subscription Required U.S. [read post]
11 May 2011, 6:51 am
Madoff Investment Securities Inc. [read post]
12 Jul 2008, 4:35 pm
Banc of America Securities LLC, No. 06-20026 (5th Cir. [read post]
21 Mar 2022, 7:10 am
Las Americas Immigrant Advocacy Center v. [read post]
26 Feb 2010, 5:23 am
Banc of America Securities, LLC. [read post]
4 Feb 2010, 5:00 am
Banc of America Securities, LLC, et al. [read post]
5 Mar 2010, 6:47 am
Banc of America Securities, LLC, Judge Shira Scheindlin sanctioned 13 plaintiffs for negligence or gross negligence in their identification, preservation, and collection of electronically stored information. . . . [read post]
3 May 2007, 1:20 am
Banc of America Securities LLC U.S. [read post]
25 Feb 2010, 12:28 am
Banc of America Securities LLCU.S. [read post]
9 Nov 2018, 6:29 am
Joseph Roop has also worked at the following firms: • Wachovia Securities, LLC, Belmont, North Carolina, May 23, 2008 to April 3, 2009 • Banc of America Investment Services, Inc., Charlotte, North Carolina, December 10, 2004 to May 28, 2008 • Legg Mason Wood Walker, Inc, Baltimore, Maryland, December 18, 200 to December 15, 2004 • MML Investor Services, Inc, Springfield, Maryland, November 9, 1998 to December 31, 2000 • Price… [read post]
28 Jan 2012, 9:29 pm
Prior to working for Citigroup they were with Banc of America Securities. [read post]
25 Aug 2010, 10:47 am
Banc of America Securities, LLC by Judge Shira Sheindlin, a highly influential jurist in the field of e-discovery, a party was sanctioned for failure preserve electronic backup tapes after litigation was "reasonably clear," 10 months before a lawsuit was filed, even absent any finding of bad faith.- Cross-reference the factual investigation plan and discovery plan when planning a litigation hold.- While this checklist is intended for use in… [read post]
2 Feb 2018, 1:31 pm
Cir. 2018), Order on Petition for Rehearing En Banc at *8. [read post]
16 Mar 2010, 1:14 am
Zehil pleaded guilty to securities fraud and conspiracy to commit securities fraud before a New York federal judge. [read post]
