Search for: "Bank of America, BAC, Corp."
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15 Nov 2023, 6:26 am
Citadel paid a $7 million civil penalty to resolve the charges and consented to a set of undertakings, including a written certification that the coding error had been remediated and a review of the firm’s computer programming and coding logic involved in processing relevant transactions; and The SEC charged Merrill Lynch and its parent company, BAC North America Holding Co., with failing to file hundreds of Suspicious Activity Reports from 2009 to late 2019. [read post]
14 Nov 2023, 9:01 pm
In addition, the SEC obtained judgments from federal courts ordering: Danske Bank, a multinational financial services corporation, to pay a $178.6 million civil penalty to resolve charges that it misled investors about its anti-money laundering compliance program and failed to disclose risks posed by the program’s significant deficiencies; and Vale S.A., a mining company and one of the largest iron ore producers in the world, to pay $55.9 million combined in a civil penalty,… [read post]
29 Apr 2019, 12:55 pm
(BARC), BNP Paribas Securities Corp., Bank of America Securities, Credit Suisse Securities, FTN Financial Securities, Deutsche Bank Securities, JP Morgan Securities, Morgan Stanley (MS), Merrill Lynch, Pierce, Fenner & Smith, and UBS Securities. [read post]
27 Feb 2019, 7:40 am
The defendants in the case include JP Morgan (JPM), Bank of America (BAC), Citigroup (C), Barclays Bank (BARC), Deutsche Bank (DB), Credit Suisse (CS), UBS (UBS), Merrill Lynch, BNP Paribas Securities Corp., FTN Financial Securities, Goldman Sachs (GS), and First Tennessee Bank. [read post]
21 Feb 2019, 2:04 pm
The city of Philadelphia, Pennsylvania is suing Bank of America (BAC), Goldman Sachs (GS), Citigroup (C), Wells Fargo & Co. [read post]
31 Dec 2018, 1:04 pm
(GS), Barclays Plc (BARC), Bank of America Corp. [read post]
15 Nov 2018, 4:00 am
Already, the DOJ has settled similar RMBS fraud cases against Barclays Plc (BARC), Bank of America Corp. [read post]
18 Jun 2018, 5:27 pm
Corp. [read post]
9 Jun 2016, 6:19 pm
The six standout companies are Bank of America Corp. [read post]
4 Jun 2015, 12:05 pm
However, Merrill Lynch noted that it was enjoined in the 2014 order not because it engaged in the alleged activities, but because after the activities occurred, Merrill Lynch was acquired by Bank of America Corp. and the BAC subsidiary that engaged in the activities was merged into Merrill Lynch.Waiver conditions. [read post]
3 Aug 2014, 11:34 am
Laboratory Corp. of America11th Circuit Docket: 13-10425 Opinion Date: July 29, 2014Judge: Per curiamPlaintiff and her husband filed suit against LabCorp, alleging that its cytotechnicians were negligent in failing to identify abnormalities in plaintiff's Pap smears and that this negligence caused a delay in her cancer diagnosis. [read post]
24 Oct 2012, 11:08 am
The United States is suing Bank of America Corporation (BAC) for more than $1 billion over alleged mortgage fraud involving the sale of defective loans to Freddie Mac and Fannie Mae. [read post]
11 Sep 2012, 5:27 pm
(WFC), JPMorgan (JPM), Royal Bank of Canada's (RY) RBC Capital Markets division, Bank of America Corp's (BAC) Merrill Lynch division (MER), Morgan Stanley (MS), and Barclays PLC (BCS). [read post]
8 Aug 2012, 4:01 pm
(GS) (now with a $500 million cost-saving target), Deutsche Bank AG (DBK), and Bank of America Corp. [read post]
9 Jul 2012, 9:29 am
Bloomberg Business Week on July 9, 2012 released the following: “By Joe Schneider The brother of the alleged leader of a Mexican cocaine-trafficking cartel used Bank of America Corp. [read post]
3 Jun 2012, 5:15 am
The Wall Street Journal reported: Bank of America Corp. [read post]
11 May 2012, 10:11 pm
., Bank of America Corp. [read post]
28 Apr 2012, 8:50 pm
(C), and Bank of America Corp.'s (BAC) Countrywide. [read post]
9 Apr 2012, 11:23 pm
Countrywide Home Loans Inc. had originally been master servicer until it merged with Bank of America (BAC). [read post]
5 Apr 2012, 1:49 pm
” Some 3,000 brokers left Merrill after Bank of America Corp. [read post]
