Search for: "Bank of America, BAC, Corp." Results 41 - 49 of 49
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1 Mar 2010, 3:08 am by admin
District Court for the Southern District of New York Feb. 22 gave its lukewarm approval to a proposed $150 million settlement between the Securities and Exchange Commission and Bank of America Corp. [read post]
9 Feb 2010, 5:32 am by Broc Romanek
Feedback: SEC's Settlement with BofA Below is some feedback on my recent blog regarding the SEC's settlement with Bank of America from Brink Dickerson of Troutman Sanders: Interesting settlement between BOA and the SEC, but I think that it reflects some worrisome practices by the SEC: - The concept of "effectiveness," which is the standard that the SEC proposes for the auditor attestation report, is not directly applicable to disclosure controls. [read post]
10 Oct 2008, 12:56 pm
(NYSE: BAC), Bank of America Investement Services, Inc. and Bank of America Securities, LLC between June 11, 2003 and Feb. 13, 2008 and who continued to hold the securities as of Feb. 13, 2008. [read post]
17 Oct 2007, 8:33 pm
Nouriel cites a post from The Institutional Risk Analyst that further discusses the Fed's letter to Bank of America Corp. in August that granted BAC the exemption from Reg W. [read post]
17 Oct 2007, 8:33 pm
Nouriel cites a post from The Institutional Risk Analyst that further discusses the Fed's letter to Bank of America Corp. in August that granted BAC the exemption from Reg W. [read post]
28 Mar 2007, 12:04 pm
In latest news regarding Parmalat’s legal proceedings, the Wall Street Journal (subscription required) reports that some counterclaims brought by Bank of America Corp. [read post]