Search for: "Bank of America Capital Advisors, LLC"
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12 Jan 2015, 10:09 am
DeRosa served as New York State Director of Organizing for America, President Obama's national political action organization. [read post]
27 Oct 2014, 7:00 am
: 3-16014Case filed: August 13, 2014Qualifying Judgment/Order: August 13, 2014 9/24/2014 12/23/2014 2014-97 In the Matter of Bank of America CorporationAdministrative Proceeding File No. [read post]
28 Aug 2014, 1:27 pm
McClung previously worked at the Federal Housing Administration as a senior housing policy advisor. [read post]
1 May 2014, 6:40 am
Claimant(s) Respondent(s) Award of Panel 13-00144 RBC Capital Markets LLC Thomas Alexander Hand (1) Respondent to pay Claimant compensatory damages of $237,326.00; (2) Claimant to pay Respondent compensatory damages of $40,000.00. [read post]
11 Feb 2013, 9:33 am
Additionally, approximately 2.5% dealer manager fee and up to 1.0% distribution fee was also deducted from the primary offering price, and up to 1.5% of the proceeds from the sale of shares may have been allocated to the Advisor (Dividend Capital Total Advisors Group LLC) for incurring or paying offering expenses. [read post]
15 Jul 2012, 8:14 am
In theory, once Moody’s hand takes grasp of the remainder of Latin America’s banking institutions, we will see increased borrowing costs and reduced activity in those regions where the banks invest the most capital. [read post]
3 Jan 2012, 9:21 pm
Carey led the retirement business for Bank of America and distribution and client management for Bank of America/Merrill Lynch retirement. [read post]
23 Dec 2011, 8:57 am
GE Funding is the fifth financial institution to settle with the multistate working group in the ongoing municipal bond derivatives investigation following Bank of America, UBS AG, JP Morgan and Wachovia. [read post]
1 Dec 2011, 10:43 am
The high-risk private placements were issued by Medical Capital Holdings Inc., Provident Royalties LLC, and DBSI Inc., all of which eventually failed, leading to sizeable investor losses. [read post]
29 Nov 2011, 3:29 pm
Paris II, former President and Chief Executive Officer for the now-defunct Meadowbrook Securities, LLC (fka Investlinc Securities, LLC), of Jackson, MS, was suspended for six months in any principal capacity and fined $10,000 in connection with the sale of two Provident Royalties private placements and a Medical Capital private placement. [read post]
10 Jun 2011, 1:32 pm
The investment advisor to the funds is Janus Capital Management LLC. [read post]
13 May 2011, 2:20 pm
You should also be aware that many professional investment advisors believe diversification of investments is crucial to long-term success. [read post]
13 May 2011, 7:26 am
Deb Schwartz at AHI’s World Habitat Day event in Washington DC The tax credits are being syndicated and the fund co-managed by the National Affordable Housing Trust, a nonprofit syndicator based in Columbus, Ohio, and Cornerstone Real Estate Advisors, LLC, a unit of Massachusetts Mutual Life Insurance Company (Mass Mutual). [read post]
17 Apr 2011, 12:39 pm
Barnett | CEO, Revere Capital Advisors Sponsored by: Dorman Trading 11:30-12:30 Adding Value Through L/S Commodity Investing- Moderator: Ray McKenzie | ICE Futures US Mike Dubin | Managing Director, Silvercrest Asset Management Toby Elliman | Managing Partner, Guidance Capital LLC 12:30-1:30 Lunch Sponsored by: ICE 1:15-2:00 (KEYNOTE) The Capital Markets, U.S. [read post]
30 Apr 2010, 12:08 am
" The company's board instead reaffirmed its support for the transactions contemplated by the Plan Support Agreement that Almatis entered into on April 14th with its first lien senior lenders, led by Oaktree Capital Management, LLC. [read post]
29 Mar 2010, 2:49 am
(See page 16 of the Bank of America/Merrill Lynch report which contains statistics on venture capital investments in cleantech: http://ww.nrel.gov/analysis/seminar/pdfs/2009/ea_seminar_nov_12_pres.pdf). [read post]
26 Oct 2009, 2:22 pm
Grodin, a former portfolio manager at Steven Cohen's SAC Capital Advisors LP, declined to comment. [read post]
14 Jan 2009, 3:38 am
Tremont Capital Mgmt. [read post]
12 Dec 2008, 3:02 pm
" The SEC also noted that it will continue to work to finalize settlements with Bank of America, RBC Capital Markets, Merrill Lynch and Wachovia. [read post]
7 Nov 2008, 3:57 am
Let the names begin (Intellectual Property Watch) EPO, JPO, USPTO, SIPO and KIPO agree on work sharing initiative (IAM) (Patent Librarian’s Notebook) (Managing Intellectual Property) (IPR-Helpdesk) Union for the Protection of New Varieties of Plants future work to include global policy challenges (Intellectual Property Watch) End of life for IP (Securing Innovation) Royalty monetization: high-profile deals generate excitement among TTOs (Technology Transfer Tactics) Indentifying valuable… [read post]
