Search for: "Bankers Financial Group, Inc."
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21 Jun 2022, 11:48 am
His previous employers include Woodstock Financial Group, Inc. [read post]
3 May 2021, 9:05 pm
Consider the $300 million in fees Chinese e-commerce behemoth Alibaba paid its underwriters—Citigroup, Inc., Credit Suisse Group AG, Deutsche Bank, Goldman Sachs Group, Inc. and JPMorgan Chase Co. [read post]
20 Oct 2011, 7:17 am
Community Bankers Securities LLC opted out of the brokerage business in December 2009 after selling $2.8 million in Provident products, and Empire Financial Group Inc. was expelled by FINRA in March 2009 for failing to pay fines after the broker-dealer sold $2.8 million in private placements. [read post]
11 May 2018, 7:22 am
They were freakishly talented at winning the trust of investors, brokerage firms, bankers, and even other Wall Street wizards. [read post]
31 Jul 2012, 4:41 am
Sarris, and his company, Sarris Financial Group, Inc. [read post]
15 Nov 2009, 7:42 pm
"Even consumer advocate groups admit that Wal-Mart's prepaid cards have been a hit with the audience that matters most to the retail giant: its customers. [read post]
11 Apr 2010, 10:53 pm
Nine companies ( Arrow Financial Services LLC in Niles, Ill.; Asta Funding Inc. of Englewood Cliffs, N.J.; B-Line LLC of Seattle; eCast Settlement Corp. of Whippany, N.J.; Encore Capital Group Inc. of San Diego; NCO Portfolio Management Inc. of Horsham, Pa.; Portfolio Recovery Associates of Norfolk, Va.; Sherman Financial Group of New York; and Unifund Corp. of Cincinnati.) were selected for the study, not because the FTC suspects them… [read post]
5 Jul 2010, 1:55 pm
Empire Financial Group Inc. - FINRA expelled Empire in March 2009 for failing to pay unknown fines and/or costs. [read post]
8 Jan 2013, 6:31 am
Graves was registered with FINRA registered members during much of the relevant time period, including having worked at Questar Capital Corporation from March 2005 through May 2008, Fintegra, LLC from May 2008 through August 2009, Community Bankers Securities, LLC from August 2009 through December 2009, and Harrison Douglas, Inc. from February 2010 through June 2010. [read post]
12 Dec 2023, 1:05 pm
(CRD#:173962), Williamsville, NY, B, 02/23/2018 – 06/02/2021, SAGEPOINT FINANCIAL, INC. [read post]
20 Aug 2012, 7:00 am
In re MCB Financial Group, Inc., Case No. 10-11176-WHD, 2011 Bankr. [read post]
10 Oct 2010, 8:11 am
Tax fraud, tax evasion, securities fraud, a fraud on the courts, a Ponzi scheme of Herculean proportion, the unqualified failure of our government’s regulatory and enforcement agencies… the money long gone to bankers in the form of mega-bonuses… and a group of Wall Street bankers confident that Congress will simply white wash over everything (read: socialize the debt) and send the bill to the American people. [read post]
27 Oct 2009, 6:15 am
The Fed expanded the scope of its supervision during the crisis by allowing Goldman Sachs Group Inc. and Morgan Stanley to become bank holding companies and by deciding to intensify scrutiny of non-bank subsidiaries within large financial organizations. [read post]
27 Jul 2022, 7:04 am
According to the filings, Brijesh Goel was an investment banker in the financing group at a major international investment bank in New York City (widely reported to be Goldman Sachs). [read post]
5 Apr 2024, 6:00 am
American Express Co., Discover Financial Services, and Visa Inc. soon followed. . . . [read post]
6 Sep 2010, 11:50 pm
Schutt Sports, Inc. and five affiliates - Mountain View Investment Company of Illinois, Circle System Group, Inc., Melas, Inc., R.D.H. [read post]
24 Apr 2012, 6:15 am
Anderson, Founder & President, The Courage Group, Inc. [read post]
26 May 2022, 8:58 am
“We want to centralize all financial solutions on one platform so it doesn’t feel like it’s 25 different things,” Julia Unger, vice president of financial services at Walmart, said during American Banker’s Payments Forum this week. [read post]
28 May 2011, 10:53 pm
The line-up includes accountants, attorneys, investment bankers, and even engineers. [read post]
31 Dec 2008, 1:02 pm
Charles joins The Sterbcow Law Group from LandAmerica Financial Group, Inc. where he was the Vice President of LandAmerica's Senior Alliance Business Partner division where he focused on management and creation of over 400 RESPA compliant affiliated business relationships in over 28 states. [read post]
