Search for: "Barclays Bank Plc" Results 81 - 100 of 251
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13 Apr 2017, 9:23 pm by Laurence Hooper
Another bank with whistleblower woes: Barclays PLC, which said it would reprimand and slash the pay of CEO James “Jes” Staley for trying to identify an anonymous tipster who flagged previous erratic behavior by another Barclays executive. [read post]
30 Mar 2017, 6:07 am by Renae Lloyd
Since Structured Notes are an IOU from the issuer, you are left holding the bag if the investment bank forfeits on the debt. [read post]
16 Mar 2017, 8:57 am by Renae Lloyd
Recently the company entered into a loan agreement with Barclays Bank PLC for $140 million. [read post]
6 Feb 2017, 5:00 am by John Jascob
By Lene Powell, J.D.The CFTC settled charges against The Royal Bank of Scotland plc (RBS), finding that certain of the bank’s traders attempted to manipulate U.S. [read post]
7 Jan 2017, 7:54 am
This is an update of "FOREX Markets Hit By New Indictments" (BrokeAndBroker.com Blog, January 11, 2017)On May 20, 2015, the Department of Justice / Antitrust Division obtained guilty pleas and some $2.5 billion in criminal fines for conspiring to fix prices and rig bids in the foreign currency exchange spot market settlements from Barclays PLC, Citicorp, JPMorgan Chase & Co., and The Royal Bank of Scotland plc. [read post]
5 Jan 2017, 8:09 am
On May 20, 2015, the Department of Justice / Antitrust Division obtained guilty pleas and some $2.5 billion in criminal fines for conspiring to fix prices and rig bids in the foreign currency exchange spot market settlements from Barclays PLC, Citicorp, JPMorgan Chase & Co., and The Royal Bank of Scotland plc. [read post]
30 Dec 2016, 5:24 am by INFORRM
No endorsement 2,405,000 Telegraph & Sunday Telegraph David & Frederick Barclay Billionaires. [read post]
25 Dec 2016, 4:17 pm by Sabrina I. Pacifici
News release: “The United States Department of Justice today filed a civil complaint in the Eastern District of New York against Barclays Bank PLC and several of its United States affiliates (together, Barclays), alleging that Barclays engaged in a fraudulent scheme to sell residential mortgage-backed securities (RMBS) supported by defective and misrepresented mortgage loans. [read post]
22 Oct 2016, 8:04 am by Adam Weinstein
  It’s even difficult to determine how structured CDs perform but an analysis by the Wall Street Journal found that after analyzing investment returns data on hundreds of market-linked CDs created by Barclays PLC, that many under performed conventional CDs because upside gains on the underlying assets are limited by the terms of the investment. [read post]
13 Jun 2016, 6:49 am by Michael Sugarman
On June 8, 2016, the Federal Reserve Board and the Federal Deposit Insurance Corporation extended the deadline for Barclays PLC, Credit Suisse Group, Deutsche Bank AG, and UBS to present their upcoming resolution plans to July 1, 2017, as a result of these entities engaging in restructuring in order to be in “compliance with the Federal Reserve Board’s Intermediate Holding Company (IHC) requirement[.] [read post]
13 Jun 2016, 1:48 am by INFORRM
It was announced that the data protection claim brought by Wafic Said against Barclays Bank plc concerning the closure of his accounts had settled. [read post]
15 Jan 2016, 8:58 am by familoo
The purpose of Me sending the information to the Bar Council(s) in the UK was not to have the Bar Council examine any barristers in the UK; it was only to inform your organization and any barristers that might mistakenly take a case or lawsuit on behalf of Citibank PLC London, Royal Bank of Canada London/Reggie Davis, and/or Barclays PLC/Lynsey Burton … . [read post]
7 Jan 2016, 1:41 pm by D. Daxton White
In this investigation, the Senate Subcommittee likely has or will subpoena records from Deutsche Bank AG, Barclays Bank PLC, Renaissance Technologies, George Weiss Associates, and BDO Seidman (all entities allegedly involved in the tax strategy). [read post]
23 Nov 2015, 6:14 am by Adam Weinstein
For instance, the SEC alleged that Jacob bought and held for long term a highly volatile exchange-traded product (ETP) called the Barclays Bank PLC iPath S&P 500 VIX Short-Term Futures ETN (VXX). [read post]