Search for: "Barclays Capital" Results 61 - 80 of 540
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8 Mar 2009, 12:31 am
Globes said that Barclays Capital noted, "Based on testimony offered and the tone of the proceedings, in our view the most likely outcome is that Merck's patent no. 5,565,473 will be upheld should there be no out-of-court settlement (which remains a possibility). [read post]
17 Sep 2008, 4:26 am
Two days after Barclays, the British bank, failed to reach a deal that would have salvaged Lehman Brothers, it moved closer to its prize on Tuesday, striking a tentative agreement to buy the broken investment firm's core capital markets businesses for $1.75 billion â€â [read post]
23 Dec 2011, 7:06 pm
FINRA says that Barclay’s Capital misrepresented the historical delinquency rates for the RMBS between March 2007 and December 2010. [read post]
29 Mar 2018, 9:04 am by Stephanie Abbott
Barclays Capital, Inc. and several of its affiliates (together, Barclays) have reached an agreement with the United States to settle a civil action filed in December 2016 in which the United States sought civil penalties for alleged conduct related to Barclays’ underwriting and issuance of residential mortgage-backed securities (RMBS) between 2005 and 2007. [read post]
15 May 2009, 12:04 pm
Barclays's agreement to sell its iShares unit to CVC Capital Partners has hit a hurdle--other financial companies have stepped in and offered to buy the British bank's entire asset management business. [read post]
27 Jun 2012, 8:19 am by Felix Shipkevich
CFTC Orders Barclays to Pay $200 MillionThe CFTC issued an order today filing and settling charges against Barclays PLC, Barclays Bank PLC and Barclays Capital Inc. for attempting to manipulate and making false reports concerning the LIBOR and Euribor benchmark interest rates between 2005 and 2009. [read post]
7 Dec 2011, 5:59 pm by By MARK SCOTT
But some financial firms, including Barclays of Britain, Commerzbank of Germany and BNP Paribas of France, are rejiggering their bond holdings in a complex maneuver that allows them to improve their capital levels without raising additional funds. [read post]
24 Apr 2017, 3:36 am
In anticipation of the institution of proceedings by the SEC but without admitting or denying the findings, Barclays, Wong, and Lee each submitted an Offer of Settlement, which the federal regulator accepted.In the Matter of Barclays Capital, Inc. [read post]
28 Sep 2010, 9:18 am by Chris Johnson
Ashurst's structured finance and securities head Erica Handling is soon to join Barclays Capital as general counsel for Europe, the Middle East, and Africa. [read post]
7 Mar 2008, 12:23 am
LONDON, Mar. 6, 2008 (Thomson Financial delivered by Newstex) -- Autonomy Corp PLC said it has entered into an agreement with Barclays (NYSE:BCS) Capital to license the company's intelligent data operating layer software. [read post]
23 Apr 2009, 6:51 am
Analysts with Barclays Capital said yesterday that they believe U.S. [read post]
12 May 2009, 8:01 am
Barclays Capital said Tuesday it appointed Greg Barrett as the head of its prime services capital solutions division, a unit of the London-based bank that assists hedge funds in raising new money from institutional investors. [read post]
19 Jun 2014, 8:42 am
On June 25, 2014, New York State Attorney General Eric Schneiderman filed a Complaint naming defendants Barclays PLC and Barclays Capital Inc.with fraud arising from the operation of a dark pool and other attendant electronic trading practices. [read post]
4 Apr 2016, 2:08 pm by Katie Lieberg Stowe
On March 29, Barclays Capital Inc. and Massachusetts Mutual Life Insurance Co. jointly moved pursuant to a confidential settlement agreement for dismissal of an action brought by MassMutual. [read post]
22 Jan 2009, 11:08 am
Barclays Capital's Bob Diamond was chosen as banker of the year by Investment Dealers' Digest, which also picked Lazard as its bank of the year. [read post]
24 Mar 2011, 12:40 pm
A report released by Barclays Capital yesterday suggests that LNG export projects in North America seeking markets in Asia may face substantial competition from other exporters, particularly Australia. [read post]