Search for: "Barry Carter" Results 1 - 20 of 141
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26 Feb 2023, 5:00 am by Barry Sookman
…The post Computer and Internet Weekly Updates for 2023-02-25 appeared first on Barry Sookman. [read post]
13 Apr 2022, 6:23 am by Ryan Goodman
Sponsor: Michael Burgess (R-TX) Cosponsors (38 Republicans): Marcy Kaptur (D-OH) Nicole Malliotakis (R-NY) Andre Carson (D-IN) Mike Quigley (D-IL) Andy Harris (R-MD) David McKinley (R-WV) Bill Johnson (R-OH) Steve Cohen (D-TN) Brian Fitzpatrick (R-PA) William Timmons (R-SC) Chris Pappas (D-NH) Fred Upton (R-MI) Mo Brooks (R-AL) Dan Crenshaw (R-TX) Eric Swalwell (D-CA) Ann Kuster (D-NH) Earl “Buddy” Carter (R-GA) Mike Johnson (R-LA) Gregory Steube (R-FL) Jim Costa (D-CA) Rodney… [read post]
22 Nov 2021, 6:34 am by INFORRM
The Claimant succeeded in her libel claim in Terri Ann Davies v Gavin Paul Carter [2021] EWHC 3021 (QB). [read post]
26 Mar 2021, 11:56 am by Renae Lloyd
Michael Barry Carter Reportedly Pled Guilty to stealing at least $6.15 million Michael Barry Carter, former Morgan Stanley financial advisor, was sentenced  to five years in prison this week after pleading guilty to stealing at least $6.15 million from brokerage customers, according to the U.S. [read post]
10 Jan 2021, 7:27 am by David Super
      As the farce of Four Seasons Total Landscaping evolved into the outrage of attempts to strong-arm state officials to change vote tallies and then the terror and tragedy of the assault on the Capitol, it is easy to lose track of the broader implications for our constitutional order. [read post]
26 Aug 2020, 9:13 am by Silver Law Group
The post SEC Charges Michael Barry Carter With Fraud For Stealing Millions From Clients appeared first on Securities Arbitration Lawyers Blog. [read post]
2 Aug 2020, 10:38 am by Malecki Law Team
Continue reading › The post SEC Action and Criminal Charges Brought Against Michael Barry Carter of Morgan Stanley appeared first on New York Securities Lawyers Blog. [read post]
Ex-Morgan Stanley Broker Admits To Criminal Investment Fraud, Faces SEC Charges Michael Barry Carter, a former Morgan Stanley (MS) broker, has pleaded guilty to federal investment fraud and wire fraud charges involving a scam in which he defrauded five customers. [read post]
27 Jul 2020, 4:17 am by Peter Mahler
Kleinberger and Weidner didn’t provide enough professorial firepower, enter Professor of Law, multiple-treatise author, and all around business law guru Carter Bishop who wrote that “if a contract or agreement provision can’t be specifically enforced, it may be breached with damages. [read post]
21 Jul 2020, 2:23 pm by Doug Cornelius
In browsing the charges against Michael Barry Carter, it seemed like a typical case of a financial adviser stealing from his clients. [read post]
21 Jul 2020, 12:39 pm by Renae Lloyd
Michael Barry Carter (Mike Carter)Reportedly Charged with Stealing $6 million from Brokerage Customers Update on Investigation: Michael Barry Carter (Mike Carter) of Mclean, VA  According to a press announcement, the Securities and Exchange Commission (SEC) on Monday charged Michael Barry Carter (Mike Carter)  of McLean, Virginia with stealing approximately $6 million from brokerage customers and an elderly… [read post]
21 Jul 2020, 4:30 am by Alan Rosca
Morgan Stanley Terminated Carter’s Employment After Allegations of Client Funds Misappropriation According to his FINRA Brokercheck Report, Michael Barry Carter was registered with Morgan Stanley in McLean, VA between late December 2011 and August 2019. [read post]
21 Jul 2020, 4:30 am by Alan Rosca
Morgan Stanley Terminated Carter’s Employment After Allegations of Client Funds Misappropriation According to his FINRA Brokercheck Report, Michael Barry Carter was registered with Morgan Stanley in McLean, VA between late December 2011 and August 2019. [read post]
20 Jul 2020, 12:09 pm by Astarita
The Securities and Exchange Commission today charged former registered representative and investment adviser Michael Barry Carter with fraud for stealing from brokerage customers and an elderly advisory client. [read post]