Search for: "Bear, Stearns & Co. Inc" Results 141 - 155 of 155
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21 Feb 2021, 11:16 am by Sean Wajert
Bear Stearns & Co., 683 F.3d 239, 256 (6th Cir. 2012). [read post]
7 Feb 2008, 6:05 am
"[24]     Additionally, a defendant does not need to purchase or sell actual securities to be found liable, which is also a much broader provision than under the federal securities laws.[25] Further, the Martin Act does not require "proof of intent to defraud, reliance, or damages" to establish misdemeanor liability; felony liability does require proof of intent but not customer reliance.[26] Unlike the SEC, which only possesses civil litigation… [read post]
12 Jan 2017, 7:01 am by John Elwood
Amgen Inc., et al., 15-1039 and Amgen Inc. v. [read post]
25 Feb 2014, 10:02 am by Justin Bagdady
”  Brenner added that this provision could thus “fill a gap” caused by the Supreme Court’s decision in Janus Capital Inc. v. [read post]
5 Apr 2009, 1:26 pm
For example, in June 2008, the SEC filed civil charges against two former portfolio managers for allegedly misleading investors and certain institutional counterparties about the financial state of Bear Stearns’ two largest hedge funds and their exposure to subprime mortgage-backed securities.[13] On the same day, the U.S. [read post]
31 Mar 2020, 1:50 pm by Kevin LaCroix
David TopolPrivate investments funds (hedge funds, PE firms, venture capital funds and the like) are a significant part of the U.S. economy. [read post]
6 May 2023, 2:49 pm by Steve Bainbridge
The preferred shares underlying the APEs are held by a depositary, Computershare Trust Co., which has agreed to vote all of the preferred shares in proportion to how any voting APEs vote. [read post]
17 Dec 2010, 8:46 am by Mandelman
Before the following year would come to its end, Bear Stearns would be handed off to Jamie Dimon, CEO of JPMorgan Chase, essentially in the middle of the night… initially for just $2 a share, although the price was soon raised to $10 a share in deference to Bear’s shareholders. [read post]
Editor’s Note: Eduardo Gallardo is a partner focusing on mergers and acquisitions at Gibson, Dunn & Crutcher LLP. [read post]
2 Apr 2012, 6:15 am by Mandelman
    So, do you remember the article I posted the other day about accounting for a pool of loans and how values are based on assumptions about the performance of the pool into the future? [read post]
31 Mar 2020, 4:31 am by Shannon O'Hare
The bonds were secured by 50.1 per cent of the share capital of Citgo Holding Inc., a subsidiary of PDVSA. [read post]
22 Feb 2016, 4:36 pm by Kevin LaCroix
However, interest in purchasing this type of insurance did not develop until 1939, when in New York Dock Co. v. [read post]