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2 Sep 2022, 9:55 am by John Jascob
The target team felt that audit risks could arise from arrangements for holding cash and cash equivalents, such as those involving the use of trustees, restrictions on cash balances, offshore accounts, and complex terms and conditions. [read post]
5 Nov 2015, 5:13 pm by Kevin LaCroix
While considering the limits purchased by your peers is one data point to consider, pure benchmarking (e.g., setting the limits in the top quartile of your peer companies) is not a good strategy. [read post]
22 Feb 2023, 6:25 am by Unknown
-based entity agreed to plead guilty to benchmark manipulation as part of the resolution of the case. [read post]
23 Mar 2023, 12:10 pm by Bob Ambrogi
Casepoint Enhances Its Legal Hold Capabilities And speaking of legal holds, the e-discovery company Casepoint said that it has released an upgrade to its legal hold product that will “substantially streamline and accelerate the legal hold process across roles and departments. [read post]
1 Mar 2023, 11:45 am by Steve Bainbridge
Second, hedge funds are not subject to the regulatory limitations applicable to mutual funds on the size of the stake they hold in portfolio companies. [read post]
9 Jun 2020, 1:32 pm by Staff Attorney
  Unfortunately, sometimes adivsors fail to conduct sufficient research or understand the risks and prospects of the company. [read post]
31 Aug 2017, 3:00 am by John Jenkins
Institutional owners garner a disproportionate fraction of these returns by holding over 97% of their floated shares. [read post]
2 Jan 2014, 5:40 am by Adam Weinstein
  Their performance over long periods of time can differ significantly from the performance of their underlying index or benchmark. [read post]
9 May 2011, 8:18 am by Kara OBrien
Holdings (34%) Janus Capital (42%) Cited reasons. [read post]
15 Jan 2014, 12:11 am by Kevin LaCroix
    In light of these various issues and complexities, the companies and investors who are not as concerned with trying to squeeze the best rate out of the banks seek to use a benchmark rate. [read post]
4 Dec 2018, 9:07 am by John Lewis
And while a showing of prejudice can be a useful benchmark in determining whether waiver has occurred, it does not eliminate all uncertainty. [read post]
9 Jul 2013, 7:18 am by Bonny Rafel
Further, with New Jersey's confirmed participation in this recent agreement, this will serve as a benchmark in our review of our client's claims, not only administered by CIGNA and LINA, but all other companies, including Hartford, Reliance Standard, Prudential and Unum, to name a few. [read post]
29 Mar 2012, 4:25 pm
They also believe that RiverSource was behind in their benchmarks, suffered outflows in the billions of dollars in 2006 and 2005, and was given poor ratings by Morningstar Inc. [read post]
23 Dec 2011, 7:18 am by Ted Allen
 The new policies will be in effect for companies holding shareholder meetings on or after February 1, 2012. [read post]
13 Sep 2012, 9:42 am by Kathy Doering
In our experience, this has been useful for many companies and franchise shopping has uncovered many situations the clients would not have been aware of otherwise. [read post]
19 Nov 2007, 7:38 am
Proposals submitted by members of the Rossi family received 81.4 percent support at Kimberly-Clark and 80.1 percent at Zimmer Holdings. [read post]
26 Dec 2017, 5:00 am by John Jascob
Those directors may be faulted for lack of energy, or for accepting incremental efforts of management advanced at a testudinal cadence, when decisive action was called for instead.The court explained that such facts may indicate negligence but that the shareholders hold the remedy. [read post]