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10 Aug 2023, 9:31 am
Brokers are often incentivized to sell certain securities or investment products, which can lead to conflicts of interest when those particular products are not in the best interest of the investor. [read post]
2 Aug 2023, 7:08 am
They do not manufacture products or sell any services. [read post]
1 Aug 2023, 4:27 pm
The SEC may also conduct an “examination,” which involves a thorough review of a company’s disclosures, marketing materials, compliance plans, and internal controls to determine whether they are aligned with actual business practices.[9] The SEC similarly will “assess whether ESG products are appropriately labeled and whether recommendations of such products for retail investors are made in the investors’ best interests. [read post]
27 Jul 2023, 2:06 am
A thoughtful diversity recruitment process is organic at Duffy Group because of its longtime comprehensive focus on reaching beyond traditional job descriptions to find the best people, from C-level managers to line managers. [read post]
27 Jul 2023, 2:06 am
A thoughtful diversity recruitment process is organic at Duffy Group because of its longtime comprehensive focus on reaching beyond traditional job descriptions to find the best people, from C-level managers to line managers. [read post]
26 Jul 2023, 9:01 pm
Although better than the proposal, this final cybersecurity disclosure rule continues to ignore both the limits to the SEC’s disclosure authority and the best interests of investors. [read post]
25 Jul 2023, 10:43 am
Exterro and ModeOne Announce Global Strategic Partnership Exterro Inc., (“Exterro”), the preferred provider of Legal GRC software specifically designed for in-house legal, privacy, and IT teams at Global 2000 and AmLaw 200 organizations, and ModeOne Technologies, Inc. [read post]
25 Jul 2023, 9:29 am
The designer's fee is a predetermined percentage of the overall budget, covering design, project management, and coordination efforts. [read post]
20 Jul 2023, 8:54 am
Haslip, TXO Production Corp. v. [read post]
19 Jul 2023, 9:17 am
Scott Kelly, Senior Manager of Product, NetDocuments; Co-Founder, Afterpattern. [read post]
7 Jul 2023, 12:53 pm
According to her broker report, since 2013 Caldwell has been the owner of Canal Productions, a film production company. [read post]
6 Jul 2023, 3:53 am
DISCO aims to become the go-to platform for legal professionals, offering a comprehensive ecosystem for case management. [read post]
5 Jul 2023, 9:01 pm
In re Tesla Inc. [read post]
5 Jul 2023, 12:50 pm
Stamer will join FTI Consulting, Inc. [read post]
3 Jul 2023, 11:00 am
After a sales manager for Cordialsa visited the supermarket and told the manager that he was “surprised to find” Zenú-marked products at the store, it ceased carrying Latinfood’s products, though the reason was unclear. [read post]
29 Jun 2023, 7:49 am
SUPREME COURT OF THE UNITED STATES Syllabus STUDENTS FOR FAIR ADMISSIONS, INC. v. [read post]
29 Jun 2023, 7:49 am
SUPREME COURT OF THE UNITED STATES Syllabus STUDENTS FOR FAIR ADMISSIONS, INC. v. [read post]
28 Jun 2023, 5:49 pm
Part 2 (our next article) will focus on DCAA’s audit guidance, audit procedures, and best practices for contractors dealing with DCAA audits. [read post]
22 Jun 2023, 2:25 am
What’s your best mistake and what did you learn from it? [read post]
20 Jun 2023, 11:41 am
Kristina discusses the recently released LexisNexis CounselLink Enterprise Legal Management Trends Report for 2023. [read post]
