Search for: "Best Security Industries"
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7 Feb 2011, 1:14 pm
Biscom, the leading provider of secure document transfer technology to the legal industry, today announced that it will be hosting a webinar focused on the challenges of traditional electronic file transfer and best practices on how law firms can securely exchange files. [read post]
20 Sep 2011, 5:18 am
The Securities Industry and Financial Markets Associaiton praised the Labor Department's decision to repropose the chnages to the fiduciary standard under ERISA to, among other things, coordinate the rulemaking more closely with the SEC and CFTC. [read post]
12 Feb 2008, 10:32 am
One of the great challenges facing IT professionals is how to navigate through the sea of regulatory compliances, industry standards, and numerous security and IT operational best practice standards and frameworks. [read post]
18 Jan 2011, 7:21 am
Recently, business librarians from the Business Reference and Services Section of the American Library Association named the "Best of the Best Business Websites" and featured BigCharts.com. [read post]
11 Apr 2016, 8:19 am
When it comes to designing foreign intelligence collection, many national security professionals question the relevance of industry preferences. [read post]
27 Oct 2011, 10:56 am
Looking for best of breed HIPAA Compliance Software? [read post]
27 Oct 2011, 10:56 am
Looking for best of breed HIPAA Compliance Software? [read post]
13 Dec 2019, 12:38 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4964/securities-industry-commentator/FINRA Fines Robinhood Financial, LLC $1.25 Million for Best Execution Violations (FINRA Release)Courts Rebuke FINRA and Public Customer Over Arbitration of Settled Dispute (BrokeAndBroker.com Blog)CFTC Awards More Than $1 Million to Whistleblower (CFTC Release)IN RE: TRIBUNE… [read post]
13 Oct 2017, 8:05 am
The post Steven John Meyer Barred from Securities Industry appeared first on White Securities Law. [read post]
21 Aug 2017, 7:29 am
The presentation is titled: “Can’t Touch That: Best Practices for Health Care Workforce Training on Data Security and Information Privacy. [read post]
26 Oct 2022, 5:49 am
Within the health care industry, the HIPAA Security Rule applies to covered entities and their business associates (“regulated entities”) and electronic protected health information (ePHI). [read post]
11 Apr 2023, 2:10 am
FINRA Rule 5310 is a regulation created by the Financial Industry Regulatory Authority (FINRA) that governs best execution practices for broker-dealers. [read post]
17 Nov 2021, 8:31 am
Our securities & investment fraud lawyers will help you determine the best place to file your whistleblower claim. [read post]
1 Sep 2011, 7:48 am
Department of Commerce's Bureau of Industry and Security today published on its website a series of new "Best Practices for Preventing Unlawful Diversion of U.S. [read post]
7 Nov 2022, 5:42 am
In its first enforcement action relating to Regulation BI, FINRA, the U.S. securities industry regulator, fined a former broker, Charles V. [read post]
28 Mar 2017, 6:20 am
Information Technology Security is a growing industry as more and more companies are subjected to attacks and malicious incursions by a variety of actors. [read post]
11 Dec 2007, 6:54 am
The benchmark report shows that Best-in-Class organizations improved their speed of decision making regarding security governance and risk management by 28% over the past year, more than two times the year-over-year improvement by the Industry Average. [read post]
25 May 2013, 7:35 am
Securities and Exchange Commission. [read post]
15 Oct 2017, 6:07 am
Dazed And Confused By FINRA Private Securities Transaction Rule http://www.brokeandbroker.com/3622/finra-pst/Among FINRA's more lucrative fine-generating violations is FINRA Rule 3280: Private Securities Transactions of an Associated Person, or, in industry jargon, the FINRA PST Rule. [read post]
10 Jun 2014, 6:20 am
Following the European Securities and Markets Authority (ESMA)’s push for self-regulation of the proxy advisory industry, an industry group published its “Best Practice Principles for Providers of Shareholder Voting Research & Analysis”. [read post]
