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22 Mar 2011, 6:35 pm by Blogger Bob
Last week, TSA was honored to accept the award for the Best Government Mobile App from the American Council for Technology and Industry Advisory Council (ACT-IAC) at its 9th Annual Excellence.Gov Awards event in Washington, D.C. [read post]
Brokerage Firm Allegedly Pursued Commissions over Customers’ Best Interests Three Illinois retirees have filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against Moloney Securities, pursuing up to six figures in damages for bond losses sustained in GWG Holdings L Bonds. [read post]
29 Sep 2023, 1:58 pm by LawRank
That rapid growth has implications for the legal industry, as well. [read post]
27 Sep 2018, 6:00 am by Denise Gan (Toronto)
They found that only 15% of executives and senior level managers in US investment banking and securities dealing industries were women. [read post]
In its Privacy Best Practices Recommendations for Commercial Biometric Use, the IBIA essentially denies that there are any real privacy problems with biometrics and face recognition except for the basic need to be transparent and keep information securely. [read post]
30 Jun 2020, 6:49 am by zamansky
A new industry rule, Regulation Best Interest or “Reg BI” goes into effect on Tuesday, June 30. [read post]
28 Aug 2009, 8:56 am
The Investment Industry Regulatory Organization of Canada (IIROC) published a notice yesterday with respect to the best execution and best price obligations of Participants under the Universal Market Integrity Rules (UMIR). [read post]
6 Mar 2014, 10:54 am by Tom Webley
For example, in the energy, agriculture and metals commodity trading industries, major players in those industries have only recently begun to register as SDs, MSPs or other registered entities and more registered entities are expected in the near future. [read post]
9 Aug 2020, 7:01 am by Sarah Sewall, Michael Vickers
To fuel the nation’s economic strength and national security, American firms should be driving innovation in new packaging technologies and next-generation materials that can disrupt current industry practices. [read post]
15 Oct 2020, 1:32 pm by Silver Law Group
There is no evidence that their patented methods have any specific ways to purify PET that are better than current industry best practices. [read post]
7 Apr 2022, 4:29 pm by Sabrina I. Pacifici
In Cowen’s ESG Best Ideas For 2022 we share stock selections across multiple industries that reflect recommended fundamental picks with strong performance on key ESG metrics. [read post]
1 Mar 2011, 5:19 pm by WCK Director
     Schneier on Security: Bruce Schneier, a security technologist and author, manages this blog, which focuses on security and security technology. [read post]
6 Oct 2022, 9:56 am by The White Law Group
Barclays Sanctioned for Best Execution Violations and Supervisory Failures  According to the Financial Industry Regulatory Authority (FINRA) this week, the regulator has fined Barclays Capital Inc. [read post]
16 Oct 2018, 7:55 am by John Jascob
Olsen applauded the willingness of industry groups to voluntarily discuss and generate ways of measuring successful disclosure, but suggested that they continue to strive for high-quality disclosure practices through development and enhancement of best practices guidelines. [read post]
28 May 2020, 6:29 am by Rob Robinson
As a result, a large number of initiatives and consortia from industry and research have been formed to all set the de facto standards and best practices. [read post]
9 Apr 2009, 7:00 am
Vellani discusses risks and solutions for strip shopping center security: As an industry best practice, the objectives of crime analysis are: 1. [read post]