Search for: "Bill Stanley"
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17 Nov 2011, 1:51 pm
The first page features letters to Congress, articles, Op-Eds, blog posts, and analyses against the bills. [read post]
26 Sep 2019, 5:27 am
Here is the abstract: Gerald Stanley’s use of five peremptory... [read post]
13 Mar 2023, 4:17 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6936/securities-industry-commentator/ A Form Of Lunacy Has Overtaken The SEC (BrokeAndBroker.com Blog) FINRA's Travesty of a Transamerica Settlement (BrokeAndBroker.com Blog) Morgan Stanley Granted TRO Against Advisor Who Joined LPL / After a whirlwind two days of motion-slinging, the parties agreed to arbitration. [read post]
24 Apr 2023, 3:33 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/7008/securities-industry-commentator/ FINRA Arbitrator Dismisses 21 Year Old Claim Against Citigroup Global Markets (BrokeAndBroker.com Blog) The Six-Year FINRA and SEC Regulatory Saga of Craig Scott Capital (BrokeAndBroker.com Blog) FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and Picture… [read post]
10 Apr 2023, 4:02 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6984/securities-industry-commentator/ After Thanking Very Helpful Whistleblower, The SEC Then Stabs The Tipster In The Back (BrokeAndBroker.com Blog) FINRA Arbitrators Award Damages Against Morgan Stanley In Case Alleging Customer Lacked Mental Capacity (BrokeAndBroker.com Blog) Pro Se Registered Respondent A No Show At Arbitration… [read post]
26 Jan 2012, 2:05 pm
Without employing any of the hyperbole the bills’ supporters have ascribed to the opposing side, Sohn convincingly demonstrated why such an enormous swath of the Internet community—from engineers, to VCs, conservative and liberal advocacy groups, and millions of Internet users—have opposed the bills. [read post]
17 May 2019, 9:41 am
For those of you mourning the end of "Game of Thrones," try wrapping your head around this:Morgan Stanley executive suggested cash could be funneled through private firm to pay Connecticut state senator wife’s girlfriend (CNBC. com by Dan Mangan) https://www.cnbc.com/2019/05/21/morgan-stanley-exec-wanted-to-pay-salary-of-senator-wifes-girlfriend.htmlAs set forth in preamble to the CNBC.com story:Connecticut state Sen. [read post]
30 Oct 2017, 3:20 am
CFTC Orders Morgan Stanley and Co. [read post]
30 Jul 2019, 9:28 am
District Court Denied Morgan Stanley Injunction In Non Solicitation Case(BrokeAndBroker.com Blog)http://www.brokeandbroker.com/4740/Morgan Stanley TRO/Getting a temporary restraining order ain't all that big a deal. [read post]
11 Dec 2020, 7:08 am
Federal Court Says Former Morgan Stanley Advisor's Discrimination Claims Are Time Barred(BrokeAndBroker.com Blog)http://www.brokeandbroker.com/5594/morgan-stanley-ada-fmla/A Morgan Stanley Wealth Advisor Associate alleged that she was the victim of discrimination and retaliation based, in part, on sex, race, and ethnicity in violation of the ADA, Title VII, and FMLA. [read post]
12 Apr 2012, 10:31 am
At about 4 p.m. on Saturday, April 7th, 48-year-old Stanley Hilton and 39-year-old Andrea Virdell were seriously injured in a head-on collision in Napa. [read post]
20 Dec 2011, 2:00 pm
The witness list included five representatives from organizations supporting the bill: the Register of Copyrights, MPAA, Pfizer, MasterCard, and AFL-CIO. [read post]
20 Dec 2011, 2:00 pm
The witness list included five representatives from organizations supporting the bill: the Register of Copyrights, MPAA, Pfizer, MasterCard, and AFL-CIO. [read post]
30 Nov 2018, 2:39 pm
Morgan Stanley Adviser is Sentenced to Five Years for Fraud James Polese, an ex-Morgan Stanley (MS) financial adviser, is sentenced to five years in prison for investor fraud. [read post]
19 Jan 2013, 7:27 am
IRA Customers Sue Morgan Stanley Over KFN Tax BillForbes... [read post]
22 Feb 2022, 4:11 am
UPDATE: The Google, Candido Viyella, Morgan Stanley, Fundacion Nicor Panama Saga: a Bill Singer 2022 Copyrighted Article fighting DMCA Takedowns (BrokeAndBroker.com Blog)Federal Court Denies J.P. [read post]
7 May 2020, 6:19 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5215/securities-industry-commentator/SEC Charges Morgan Stanley Smith Barney With Providing Misleading Information to Retail Clients / Settlement Will Create $5 Million Fund to Benefit Harmed Investors (SEC Release)FINRA Imposes Fine and Suspension for Rep's Transmittal of Customer Documents Via EmailIn the Matter of Sune Gaulsh,… [read post]
8 May 2020, 6:31 am
Belvedere)SEC Obtains Judgments Against Florida Men in Ponzi Scheme Action (SEC Release)SEC Obtains Receiver Over Florida Investment Adviser Charged With Fraud (SEC Release)My $1.75 Million Irrevocable Compensation Payment (A Securities Industry Commentator Exclusive from Bill Singer, Esq.... [read post]
22 Feb 2022, 4:11 am
Federal Court Puts A Fork In Schottenstein FINRA Arbitration and Says It's Done (Maybe) (BrokeAndBroker.com Blog)SEC Proposes Short Sale Disclosure Rule, Order Marking Requirement, and CAT Amendments / Agency Also Reopens Comment Period for Proposed Rule 10c-1 (SEC Release)UPDATE: The Google, Candido Viyella, Morgan Stanley, Fundacion Nicor Panama Saga: a Bill Singer 2022 Copyrighted Article fighting DMCA Takedowns (BrokeAndBroker.com Blog)Jury Convicts Arizona and California… [read post]
6 Feb 2007, 8:55 am
Just recently, Morgan Stanley has announced its plans to invest some $3 billion in the carbon market and other clean energy markets. [read post]
