Search for: "Bill Stanley"
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10 Apr 2023, 4:02 am
After Thanking Very Helpful Whistleblower, The SEC Then Stabs The Tipster In The Back (BrokeAndBroker.com Blog) FINRA Arbitrators Award Damages Against Morgan Stanley In Case Alleging Customer Lacked Mental Capacity (BrokeAndBroker.com Blog) Pro Se Registered Respondent A No Show At Arbitration Involving Cambridge Capital Group (BrokeAndBroker.com Blog) DOJ RELEASES Former Investment Banker and Registered Broker Charged with Operating Cryptocurrency Investment Fraud Scheme (DOJ… [read post]
10 Apr 2023, 4:02 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6984/securities-industry-commentator/ After Thanking Very Helpful Whistleblower, The SEC Then Stabs The Tipster In The Back (BrokeAndBroker.com Blog) FINRA Arbitrators Award Damages Against Morgan Stanley In Case Alleging Customer Lacked Mental Capacity (BrokeAndBroker.com Blog) Pro Se Registered Respondent A No Show At Arbitration… [read post]
5 Apr 2023, 3:33 am
Isaac Stanley-Becker and Jacqueline Alemany report for the Washington Post. [read post]
28 Mar 2023, 12:15 pm
From February of 2017 through November of 2020, he continued having bill-paying authority over the third-party checking account. [read post]
20 Mar 2023, 5:00 am
The post How Artificial Intelligence is Revolutionizing Drug Discovery appeared first on Bill of Health. [read post]
19 Mar 2023, 10:00 pm
William Araiza is the Stanley A. [read post]
13 Mar 2023, 4:17 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6936/securities-industry-commentator/ A Form Of Lunacy Has Overtaken The SEC (BrokeAndBroker.com Blog) FINRA's Travesty of a Transamerica Settlement (BrokeAndBroker.com Blog) Morgan Stanley Granted TRO Against Advisor Who Joined LPL / After a whirlwind two days of motion-slinging, the parties agreed to arbitration. [read post]
13 Mar 2023, 4:17 am
A Form Of Lunacy Has Overtaken The SEC (BrokeAndBroker.com Blog) FINRA's Travesty of a Transamerica Settlement (BrokeAndBroker.com Blog) Morgan Stanley Granted TRO Against Advisor Who Joined LPL / After a whirlwind two days of motion-slinging, the parties agreed to arbitration. [read post]
3 Mar 2023, 6:30 am
Boardwalk Pipeline Partners, Corporate governance, delaware, Delaware Court of Chancery, Fiduciary duties, Minority Investors The Liability Trap: Why the ALEC Anti-ESG Bills Create a Legal Quagmire for Fiduciaries Connected with Public Pensions Posted by David H. [read post]
3 Mar 2023, 6:30 am
Boardwalk Pipeline Partners, Corporate governance, delaware, Delaware Court of Chancery, Fiduciary duties, Minority Investors The Liability Trap: Why the ALEC Anti-ESG Bills Create a Legal Quagmire for Fiduciaries Connected with Public Pensions Posted by David H. [read post]
3 Mar 2023, 3:00 am
Arizona – Arizona Governor Seeks Ethics Review of Former Attorney General MSN – Yvonne Wingett Sanchez and Isaac Stanley-Becker (Washington Post) | Published: 2/25/2023 Arizona Gov. [read post]
28 Feb 2023, 4:28 am
Edward Wong, Anton Troianovksi and Stanley Reed report for the New York Times. [read post]
27 Feb 2023, 3:00 am
Campaign Finance California: “California Business Groups File Lawsuit Seeking to Block New Campaign Finance Law” by Theresa Clift (Sacramento Bee) for MSN National: “New Indictment Details Bankman-Fried’s Illegal Campaign Contributions” by Declan Harty and Sam Sutton (Politico) for Yahoo News Elections Arizona: “Arizona Governor Seeks Ethics Review of Former Attorney General” by Yvonne Wingett Sanchez and Isaac… [read post]
24 Feb 2023, 3:00 am
The money that went to Trump’s legal bills was part of more than $16 million that Save America spent for legal-related payments in 2021 and 2022. [read post]
23 Feb 2023, 3:00 am
GOP May Have $600,000 in Debts, Misreported Hundreds of Thousands in Spending, Memo Says” by Matt Stout (Boston Globe) for MSN Elections Arizona: “Arizona’s Top Prosecutor Concealed Records Debunking Election Fraud Claims” by Yvonne Wingett Sanchez and Isaac Stanley-Becker (Washington Post) for MSN Wisconsin: “Strong Democratic Showing in Wisconsin Court Race Sets Up a Frenzied Finish” by Reid Epstein (New York Times) for DNyuz… [read post]
2 Feb 2023, 9:37 pm
Justice Department Asks FEC to Stand Down as Prosecutors Probe Santos MSN – Isaac Stanley-Becker and Emma Brown (Washington Post) | Published: 1/27/2023 The Justice Department asked the FEC to hold off on any enforcement action against U.S. [read post]
2 Feb 2023, 10:55 am
If I have liquidity needs, you know, sending my kids to college or getting a divorce or a big tax bill, I want to know that there’s no liquidity here. [read post]
19 Jan 2023, 2:00 pm
The bill made the MFA operative on October 1, 2019. [read post]
19 Jan 2023, 3:00 am
Campaign Finance National: “The Speaker Vote Underscored How Money Is So Central to Politics Today” by Tal Kopan (Boston Globe) for MSN National: “FEC Dismisses GOP Complaint Over Gmail Spam Filter” by Isaac Stanley-Becker (Washington Post) for MSN Florida: “DeSantis Inauguration Sponsored by Companies He Loves to Bash” by Isaac Arnsdorf (Washington Post) for MSN Oregon: “Shemia Fagan and Her Elections Director Disagreed About Disclosing Campaign… [read post]
19 Jan 2023, 1:36 am
FEC Dismisses GOP Complaint Over Gmail Spam Filter MSN – Isaac Stanley-Becker (Washington Post) | Published: 1/17/2023 The FEC dismissed a complaint brought by Republican campaign groups arguing that Gmail spam filters disproportionately flagged GOP fundraising emails in a way that amounted to a prohibited in-kind contribution to Democrats. [read post]
