Search for: "Bill Stanley" Results 81 - 100 of 971
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26 Jul 2021, 11:15 am by The Clinton Law Firm
Plaintiffs admit that they never spoke with Stanley via phone, e-mail, or text and at most Jamal could recall three short interatctions, which can be fairly described as small talk.The record does not support that Stanley ever agreed to perform work on their behalf, performed work on their behalf, or billed them for his services. [read post]
24 Apr 2023, 3:33 am
The Six-Year FINRA and SEC Regulatory Saga of Craig Scott Capital (BrokeAndBroker.com Blog) FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and Picture (BrokeAndBroker.com Blog) JPMorgan Seeks TRO Against Advisor Who Fled to Morgan Stanley / In a complaint filed last week, JPMorgan accused the advisor of criticizing its investment offerings and the advisor who replaced him, to induce clients to make the jump to Morgan Stanley. [read post]
24 Apr 2023, 3:33 am
FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and Picture (BrokeAndBroker.com Blog) JPMorgan Seeks TRO Against Advisor Who Fled to Morgan Stanley / In a complaint filed last week, JPMorgan accused the advisor of criticizing its investment offerings and the advisor who replaced him, to induce clients to make the jump to Morgan Stanley. [read post]
24 Apr 2023, 3:33 am
FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and Picture (BrokeAndBroker.com Blog) JPMorgan Seeks TRO Against Advisor Who Fled to Morgan Stanley / In a complaint filed last week, JPMorgan accused the advisor of criticizing its investment offerings and the advisor who replaced him, to induce clients to make the jump to Morgan Stanley. [read post]
6 Mar 2020, 1:30 am
Morgan Stanley Smith Barney LLC, Defendant (Final Approval Order, United States District Court for the Northern District of California)Justice Department Wins Historic Arbitration of a Merger Dispute / Novelis Inc. [read post]
4 Nov 2010, 3:00 am by VMaryAbraham
  As you may remember, an unfortunate meeting between Stanley and a bulletin board rendered poor Stanley flat as a pancake. [read post]
7 Jul 2010, 8:07 am by HR Hero Alerts
In my view the bill would significantly change OSHA as we now know it,” Stanley advised. [read post]
29 Nov 2020, 4:00 pm by Peter Y. Shakro, Muhammad U. Faridi
”[11]  Justice Ostrager noted a similar case in which Justice Lucy Billings of the New York Supreme Court rejected a motion to vacate an arbitration award based on an argument similar to Fava’s.[12]  The Court went on to note that Justice Billings’s analysis was supported by “the unambiguous language in CPLR § 7511(b)(2)(ii). [read post]
14 Feb 2020, 7:46 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5071/securities-industry-commentator/Morgan Stanley to Acquire E*TRADE, Creating a Leader in all Major Wealth Management Channels (BusinessWire)Members Exchange Closes Additional Round of Strategic Financing, Announces July 24th Launch Date / Strategic Investment led by J.P. [read post]
11 Dec 2020, 7:08 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5591/securities-industry-commentator/SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution (SEC Release)Former Nomura RMBS Trader Who Defrauded Customers is Sentenced (DOJ Release)Federal Court Says Former Morgan Stanley Advisor's Discrimination Claims Are Time… [read post]
30 Jul 2019, 9:28 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4735/securities-industry-commentator/District Court Denied Morgan Stanley Injunction In Non Solicitation Case(BrokeAndBroker.com Blog)Modernization of Regulation S-K Items 101, 103, and 105 (SEC Proposed Rule)FINRA Imposes Temporary C&D. [read post]
7 Oct 2008, 3:55 am
HH: I'm pleased to welcome from Nationalreview.com, the American Enterprise Institute, it is Stanley Kurtz, the man who knows more about the Ayers-Obama connection... [read post]
18 Jul 2011, 1:23 pm
Members from both sides of the aisle have introduced privacy bills, making this the rare issue that enjoys bipartisan agreement.The question now becomes whether the US will abandon its position - shared with Turkey - as one of only two developed countries lacking a comprehensive privacy law. [read post]
11 Feb 2019, 2:00 am by Shelby Hoffman
She will be succeeding Stanley Brezenoff, who will depart from the position later this month. [read post]
31 Mar 2010, 11:13 pm by Dan Ernst
Stanley Kutler, professor emeritus of history and law at the University of Wisconsin, weighs in on the state attorneys general's suit against the health care bill here. [read post]
22 Mar 2007, 1:11 pm
Morgan Stanley and Citigroup share top billing among the offering’s underwriters, according to the prospectus, [...] [read post]
1 Oct 2008, 12:58 pm
DEMANDING A SARAH PALIN PRESS CONFERENCE: Sure, bring it on -- right after Obama takes questions from Bob Owens, Stanley Kurtz, David Freddoso, the Powerline guys, and Hugh Hewitt on the Bill Ayers/Annenberg business. [read post]
29 Sep 2008, 6:18 am
It's from this Stanley Fish piece about how people don't much like George Bush now, but we'll probably like him when he's not President anymore.I was previously amused this morning by this collection of commercials from 1986, especially the "Hot Topper," one of those minor and strangely specific countertop appliances of the era, and "I'm ready to... participate. [read post]