Search for: "Bloomberg Finance L.P." Results 1 - 20 of 30
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18 Apr 2024, 9:01 pm by renholding
One of the hallmarks of PCCE is that it brings together academics, regulators, and industry professionals, and allows us to have candid conversations about corporate misconduct and the ways in which we can all work together to improve compliance. [read post]
21 Aug 2023, 4:45 am by Andrew Lavoott Bluestone
The defendants improperly raised this issue for the first time in their reply affirmation, and there is no indication that the plaintiffs were afforded the opportunity to submit a surreply affirmation (see Ayers v Bloomberg, L.P., 203 AD3d 872, 875). [read post]
The US Securities and Exchange Commission (SEC) Monday settled with Bloomberg Finance L.P. over claims that the company made misleading disclosures relating to its paid subscription service BVAL, which provides daily pricing for over 2.5 million securities to more than 1,300 financial institution customers. [read post]
23 Jan 2023, 7:01 am by Mark Astarita
The Securities and Exchange Commission today announced settled charges against Bloomberg Finance L.P. [read post]
3 Jun 2019, 1:40 pm by Ashley Tabrizi
 SPECIAL THANKS We appreciate the assistance of Adam Piwakowski and Edyta Rekawek of Zieba & Partners L.P. with the following discussion of Polish law, regulation and practice. [read post]
23 Jan 2015, 9:30 am
Bloomberg, L.P., 2014 WL 1044027, at *3 (S.D.N.Y. [read post]
8 Oct 2013, 5:14 am
  -- Dean Michael Schill  Last week the University of Chicago Law School, announced  an innovative business leadership program  supported by a $ 5 million gift from Dan Doctoroff, CEO of Bloomberg L.P. [read post]
1 Oct 2012, 3:00 am by nedaj
October 10-12 Sponsor: ICBI Event: Fund Forum USA 2012 Location: Boston, MA October 11-12 Sponsor: ALTSO Event: 9th Annual Hedge Fund Rocktoberfest Location: New York, NY October 16 Sponsor: Bloomberg L.P. [read post]
8 Nov 2011, 4:41 pm by James Hamilton
Similarly, Adam Litge, Chief Risk Strategist, Bloomberg L.P. noted that more guidance is needed on the classification of assets, like Level I, Level II and Level 3 assets. [read post]
25 Aug 2011, 10:45 am
Through Bloomberg Law, Bloomberg Government and Bloomberg New Energy Finance, the company provides data, news and analytics to decision makers in industries beyond finance. [read post]