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31 Jul 2020, 4:48 am
(RIABiz by Oisin Breen)SEC Charges CEO and Company with Defrauding First Responders and Others Out of Millions (SEC Release)NYMEX and Two Former Employees to Pay $4 Million for Disclosing Material Non-Public Information (CFTC Release)... [read post]
19 Jul 2020, 10:18 am
Gary Ganzi and his sister, Claire Ganzi Breen, sued their cousins back in 2012 for allegedly cheating them out of millions of dollars in royalties over the course of more than 40 years. [read post]
11 Jul 2020, 3:43 am
(RIABiz by Oisin Breen)Amateur J.C. [read post]
12 Jun 2020, 1:19 pm
We would like to offer our condolences to the family of Breene Galan Greer at this time. [read post]
8 Jun 2020, 12:20 am
(RIABiz by Oisin Breen)Uber likely to pull out out of its merger talks with GrubHub over antitrust concerns (CNBC by Lauren Feiner)Food delivery giants GrubHub, Just Eat Takeaway.com to merge after Uber talks collapse / The $7.3 billion deal creates one of the world's largest food delivery marketplaces. [read post]
24 Apr 2020, 5:21 am
Federal Court De-Fangs Merrill Lynch In Class Action Dismissal (BrokeAndBroker.com Blog) Former Executives and Investment Group Settle Fraud Action (SEC Release)SEC Charges Founders and Issuer for Conducting Fraudulent and Unregistered ICO (SEC Release)SEC Forms Cross-Divisional COVID-19 Market Monitoring Group (SEC Release)Jeff Concepcion and Howard Milstein combine to take dead aim at COVID-distressed RIA market -- putting youthful executive energies and a billionaire's capital on a bold path… [read post]
11 Apr 2020, 12:20 am
Labor, Law Enforcement, and 'Normal Times': The Origins of Immigration’s Home within the Department of Justice and the Evolution of Attorney General Control over Immigration Adjudications by Jennifer Breen, University of Hawaii Law Review, Vol. 42, No. 1, 2019 Abstract... [read post]
3 Apr 2020, 2:27 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5155/securities-industry-commentator/COVID-19 throws a curve ball at RIA M&A market, gut-punching valuations and causing fence-sitters to resolve to get the hell out, but Q1 prices hold their own / M&A rainmakers hedge their bets on how deep COVID-19 will drive cuts to RIA sale prices, although first quarter market has been stable (RIABiz by Oisin… [read post]
27 Mar 2020, 7:28 am
The $2 trillion stimulus passed by the Senate (and before the House) early yesterday excludes undocumented immigrants who are among the most vulnerable American taxpayers, writes Tim Breene, CEO of the World Relief Fund, in an op-ed for CNN Business.... [read post]
7 Feb 2020, 8:23 am
Breen (University College Dublin) and Patricia Quinn (Benefacts) have posted Philanthropic Giving in Ireland: A Scoping Project. [read post]
30 Jan 2020, 4:13 am
Grover & Fensterstock, which was acting as Live Well’s attorney, did not owe plaintiff a duty in that role, since, “[i]n New York, a third party, without privity, cannot maintain a claim against an attorney in professional negligence, ‘absent fraud, collusion, malicious acts or other special circumstances'” (Estate of Schneider v Finmann, 15 NY3d 306, 308-309 [2010], quoting Estate of Spivey v Pulley, 138 AD2d 563, 564 [2d Dept 1988]; Breen v Law… [read post]
3 Jan 2020, 4:27 am
featured in today's Securities Industry Commentator:Former UVA Football Player Sentenced for $10 Million Fraud (DOJ Release)Longfin CEO Settles Fraud Action (SEC Release)UPDATE: Court Confirms UBS Promissory Notes Arbitration Citing Delays And Doctor's Note (BrokeAndBroker.com Blog)Antitrust suit against Schwab and TD Ameritrade merger draws 'stunt' accusations and judge agrees (RIABiz.com by Oisin Breen)... [read post]
23 Dec 2019, 4:00 am
Breen & Patricia Quinn, Philanthropic Giving in Ireland: A Scoping Project, (UCD Working Papers in Law, Criminology & Socio-Legal Studies Research Paper No. 13/2019). [read post]
18 Oct 2019, 4:41 am
It happened around the time it dumped Apex (RIAbiz.com by Oisin Breen)https://riabiz.com/a/2019/10/19/wealthfront-is-again-forced-to-disclose-a-bad-mistake-testing-how-far-the-move-fast-break-things-then-apologize-culture-can-goAs veteran industry reporter Oisin Breen observes in the opening to his compelling coverage:Wealthfront's "move fast and break things" business model broke things, again, forcing the firm to apologize to clients for bungling tax data -- a… [read post]
3 Sep 2019, 8:18 am
The Orioles drafted Breen in the 24th round of the 2013 Major League Baseball draft. [read post]
9 Jul 2019, 10:33 am
” And Thomas Breen of the New Haven Independent reports that “Court Overturns Tweed Runway Limit. [read post]
24 Jun 2019, 7:06 am
I helped organize the event along with Oonagh Breen (University College Dublin)... [read post]
23 Jun 2019, 6:00 am
Breen (Loyola-Chicago) & Lee J. [read post]
17 Jun 2019, 4:00 am
Breen & Lee J. [read post]
14 Jun 2019, 6:19 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4648/securities-industry-commentator/Orange is the new black for Aequitas execs as Ponzi nightmare nears end-game with jail time (RIABiz.com by Oisen Breen)Puhlease tell me that it can't be this easy. [read post]
