Search for: "Brian Dodd"
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5 Jan 2024, 6:30 am
Black (Northwestern University), on Friday, December 29, 2023 Tags: Boards of Directors, Brazil, Disclosure, Minority shareholders, practices Talent management: an evolving board imperative Posted by Matt DiGuiseppe, Maria Moats, and Gregory Johnson, PricewaterhouseCoopers LLP, on Saturday, December 30, 2023 Tags: AI, Artificial intelligence, C-suite, dei, strategy, talent, talent management Corporate Board Diversity: A Comment from Thirty Percent Coalition Posted by Julie Zuraw, Susan… [read post]
5 Jan 2024, 6:30 am
Black (Northwestern University), on Friday, December 29, 2023 Tags: Boards of Directors, Brazil, Disclosure, Minority shareholders, practices Talent management: an evolving board imperative Posted by Matt DiGuiseppe, Maria Moats, and Gregory Johnson, PricewaterhouseCoopers LLP, on Saturday, December 30, 2023 Tags: AI, Artificial intelligence, C-suite, dei, strategy, talent, talent management Corporate Board Diversity: A Comment from Thirty Percent Coalition Posted by Julie Zuraw, Susan… [read post]
15 Dec 2023, 6:30 am
Posner, Cooley LLP, on Saturday, December 9, 2023 Tags: SEC, SEC enforcement, Securities fraud, Whistleblowers Reporting Beneficial Owners Under the Corporate Transparency Act Posted by Robert Appleton, Jason Saltsberg, and Brian Roe, Olshan Frome Wolosky LLP, on Sunday, December 10, 2023 Tags: Beneficial Ownership, Corporate Transparency Act, FinCEN, registrant information, US Corporate Transparency Act (CTA) Incentivizing What Matters 2.0: A Cross-Continental Review of… [read post]
15 Dec 2023, 6:30 am
Posner, Cooley LLP, on Saturday, December 9, 2023 Tags: SEC, SEC enforcement, Securities fraud, Whistleblowers Reporting Beneficial Owners Under the Corporate Transparency Act Posted by Robert Appleton, Jason Saltsberg, and Brian Roe, Olshan Frome Wolosky LLP, on Sunday, December 10, 2023 Tags: Beneficial Ownership, Corporate Transparency Act, FinCEN, registrant information, US Corporate Transparency Act (CTA) Incentivizing What Matters 2.0: A Cross-Continental Review of… [read post]
11 Nov 2023, 6:30 am
Posted by Brian V. [read post]
11 Nov 2023, 6:30 am
Posted by Brian V. [read post]
2 Nov 2023, 9:01 pm
“Requiring trading platforms to be registered and overseen by regulators was central to the swaps market reform President Obama and Congress included in the Dodd-Frank Act. [read post]
10 Oct 2023, 9:03 pm
Today’s adoption makes use of that Dodd-Frank authority. [read post]
3 Oct 2023, 8:44 am
The Division of Enforcement staff responsible for this matter are Amanda Burks, Brian Hunt, Kara Mucha, Erica Bodin, Rick Glaser, as well as former Enforcement staff member Phil Tumminio. [read post]
5 May 2023, 9:40 am
., its CEO Brian Pardo, and General Counsel Scott Peden defrauded investors in life settlements, or fractional interests of life insurance policies traded on the secondary market. [read post]
5 May 2023, 6:30 am
Securities and Exchange Commission, on Thursday, May 4, 2023 Tags: CFTC, Dodd-Frank Act, Financial institutions, Form PF, Monetary policy, SEC enforcement [read post]
5 May 2023, 6:30 am
Securities and Exchange Commission, on Thursday, May 4, 2023 Tags: CFTC, Dodd-Frank Act, Financial institutions, Form PF, Monetary policy, SEC enforcement [read post]
23 Dec 2022, 6:30 am
Evidence from Plant-Level Data Posted by John Bai (Northeastern University), Anya Mkrtchyan (UMass Amherst), on Tuesday, December 20, 2022 Tags: Board of Directors, CEO turnovers, CEOs, Outside CEOs, SEC, TFP The Activism Vulnerability Report – Q3 2022 Posted by Jason Frankl and Brian G. [read post]
23 Dec 2022, 6:30 am
Evidence from Plant-Level Data Posted by John Bai (Northeastern University), Anya Mkrtchyan (UMass Amherst), on Tuesday, December 20, 2022 Tags: Board of Directors, CEO turnovers, CEOs, Outside CEOs, SEC, TFP The Activism Vulnerability Report – Q3 2022 Posted by Jason Frankl and Brian G. [read post]
14 Dec 2022, 6:32 am
Posted by Brian Breheny, Raquel Fox, Joseph Yaffe, Skadden, Arps, Slate, Meagher & Flom LLP, on Wednesday, December 14, 2022 Editor's Note: Brian Breheny, Raquel Fox and Joseph Yaffe are Partners at Skadden, Arps, Slate, Meagher & Flom LLP. [read post]
14 Dec 2022, 6:32 am
Posted by Brian Breheny, Raquel Fox, Joseph Yaffe, Skadden, Arps, Slate, Meagher & Flom LLP, on Wednesday, December 14, 2022 Editor's Note: Brian Breheny, Raquel Fox and Joseph Yaffe are Partners at Skadden, Arps, Slate, Meagher & Flom LLP. [read post]
3 Nov 2022, 6:32 am
This rulemaking also will require institutional investment managers to disclose how they voted on “say-on-pay” matters, which fulfills the mandate under section 951 of the Dodd-Frank Act of 2010. [read post]
25 Oct 2022, 11:13 am
.), Brian Schatz (D-Hawaii), Jack Reed (D-R.I.), and Alex Padilla (D-Calif.) sent a letter to CFPB Director Rohit Chopra to request that the Remittance Rule be modified to require transfer providers to disclose the true cost of remittance payments so consumers can comparison shop. [read post]
7 Oct 2022, 6:30 am
Ellerman, Ira Kay, and Mike Kesner, Pay Governance LLC, on Tuesday, October 4, 2022 Tags: Dodd-Frank Act, SEC, SEC rulemaking, TSR Potential Litigation Risks Associated with the SEC’s Proposed Climate-Disclosure Rule Posted by Nicolas Grabar, Jared Gerber, Charity E. [read post]
5 Sep 2022, 9:01 pm
The final rules implement the “pay versus performance” disclosure requirements mandated by Section 953(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act enacted in 2010. [read post]
