Search for: "Brian Dodd" Results 41 - 60 of 233
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27 Oct 2010, 10:39 am by Steve Bainbridge
Larcker and Brian Tayan of the Stanford University School of Business. [read post]
28 Jan 2013, 2:38 pm by Paralegal Mentor
  Implementation of the Dodd-Frank financial reforms means Governance professionals will also benefit. [read post]
28 Apr 2015, 4:07 pm by INFORRM
  The Court held that Brian Aitken, one-time editor of the Newcastle-based Journal newspaper, came within the definition of “any person who publishes any matter” as being liable to prosecution for a breach of the order. [read post]
21 May 2008, 8:24 pm
Brian Faith, a Fannie Mae spokesperson, said Friday that Fannie is all for the part in the legislation on deck that creates a "stronger, independently funded, bank-like regulator" to ensure that that the two companies behave themselves. [read post]
4 Nov 2011, 6:30 am
   The Committee serves as an advisory council to the Federal Insurance Office (“FIO”), which was established as part of the Treasury under the Dodd-Frank Act. [read post]
20 Jan 2016, 9:05 pm by Walter Olson
Carpenter (Krugman, Pearlstein in accord with Rampell), earlier] “Hillary Clinton vows to go ‘well beyond’ Dodd-Frank” [Housing Wire via Kevin Funnell] “In the past, ‘financial institutions were unwilling, for relationship reasons, to litigate against each other…That has changed dramatically.'” [Daniel Fisher quoting New York attorney Brian Fraser] “Government Thinks You’re Too Dumb To Try Crowdfunding”… [read post]
25 Feb 2022, 6:01 am
Performance Proposed Rules Posted by Daniel Laddin and Louisa Heywood, Compensation Advisory Partners, on Friday, February 18, 2022 Tags: Compensation disclosure, Dodd-Frank s.953, Executive Compensation, Incentives, Pay for performance, SEC, SEC rulemaking, Securities regulation Converting to a Delaware Public Benefit Corporation: Lessons from Experience Posted by Amy L. [read post]
25 Aug 2022, 9:01 pm by Gary Gensler
In 2010, Congress under the Dodd-Frank Act directed the Commission to provide clear disclosure to investors on the relationship between companies’ executive compensation actually paid and financial performance. [read post]
7 Jan 2021, 3:14 pm by Jeremy T. Rosenblum and Mindy Harris
On January 5, 2021, the Attorneys General of New York, California, Colorado, the District of Columbia, Massachusetts, Minnesota, New Jersey, and North Carolina filed a voluminous Complaint in federal district court for the Southern District of New York against the OCC and Acting Comptroller of the Currency Brian Brooks, seeking to set aside the final “true lender” rule adopted by Acting Comptroller Brooks (the “Rule”), which became effective on December 29, 2020. [read post]
31 Mar 2017, 8:23 am by John Jascob
Despite these limitations, the Senators alleged that Piwowar “has decided to jumpstart the deregulatory agenda, freezing unfinished Dodd-Frank requirements and opening the door to scaling back some completed rules he considers politicized. [read post]
5 May 2023, 9:40 am by Unknown
., its CEO Brian Pardo, and General Counsel Scott Peden defrauded investors in life settlements, or fractional interests of life insurance policies traded on the secondary market. [read post]
23 Jun 2014, 3:44 am by Broc Romanek
David Camp, Chair of the House Ways & Means Committee, and Congressional Staffer Brian Sutter, regarding whether they tipped traders about a change in health care policy in the wake of a long-running investigation. [read post]
29 Apr 2019, 10:28 am by John Jascob
As of press time, Commissioner Brian Quintenz had not issued a statement addressing the proposed rule. [read post]
25 Oct 2022, 11:13 am by Kristen E. Larson
.), Brian Schatz (D-Hawaii), Jack Reed (D-R.I.), and Alex Padilla (D-Calif.) sent a letter to CFPB Director Rohit Chopra to request that the Remittance Rule be modified to require transfer providers to disclose the true cost of remittance payments so consumers can comparison shop. [read post]
2 Mar 2020, 11:23 am by Lori J. Sommerfield
On February 26, 2020, the CFPB held a symposium on Consumer Access to Financial Records and Section 1033 of the Dodd-Frank Act. [read post]
8 Feb 2019, 6:04 am
Aruba Networks Posted by Brian Broughman (Indiana University), on Thursday, February 7, 2019 Tags: Appraisal rights, Delaware cases, Delaware law, Market efficiency, Merger litigation, Mergers & acquisitions [read post]