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1 Jun 2018, 6:07 am
Posted by Jesse Fried (Harvard Law School) and Brian Broughman (Indiana University), on Wednesday, May 30, 2018 Tags: Boards of Directors, Dual-class stock, IPOs, Management, Mergers & acquisitions, Shareholder voting, Tech companies, Venture capital firms US Contentious Situations Update Posted by Cristiano Guerra, Institutional Shareholder Services, Inc., on Wednesday, May 30, 2018 Tags: Boards of… [read post]
3 Nov 2011, 2:00 am
Brian will be speaking about issues affecting private companies at PLI’s Securities Regulation Institute next week in NYC. [read post]
5 Feb 2011, 7:03 am
Broker-Dealers Brian Bussey says they have proposed rules and have not received many comments thus far. [read post]
28 Sep 2011, 3:19 am
But Brian noted that even this was not likely to be proposed this year given so many Dodd-Frank rulemakings still to come. [read post]
3 Oct 2012, 6:30 am
New Rules for Remittance Providers by Serge Pavluk and Andrew Pompa See also Brian J. [read post]
18 Jun 2010, 10:26 am
” Under the Dodd bill, the forward march picks up the pace. [read post]
11 Nov 2023, 6:30 am
Posted by Brian V. [read post]
14 Dec 2022, 6:32 am
Posted by Brian Breheny, Raquel Fox, Joseph Yaffe, Skadden, Arps, Slate, Meagher & Flom LLP, on Wednesday, December 14, 2022 Editor's Note: Brian Breheny, Raquel Fox and Joseph Yaffe are Partners at Skadden, Arps, Slate, Meagher & Flom LLP. [read post]
6 Apr 2022, 6:12 am
Posted by Brian Breheny, Raquel Fox, and James Rapp, Skadden, Arps, Slate, Meagher & Flom LLP, on Wednesday, April 6, 2022 Editor's Note: Brian Breheny and Raquel Fox are partners and James Rapp is counsel at Skadden, Arps, Slate, Meagher & Flom LLP. [read post]
11 Nov 2023, 6:30 am
Posted by Brian V. [read post]
6 Apr 2022, 6:12 am
Posted by Brian Breheny, Raquel Fox, and James Rapp, Skadden, Arps, Slate, Meagher & Flom LLP, on Wednesday, April 6, 2022 Editor's Note: Brian Breheny and Raquel Fox are partners and James Rapp is counsel at Skadden, Arps, Slate, Meagher & Flom LLP. [read post]
10 Aug 2020, 6:31 am
Larcker and Brian Tayan (Stanford University), on Monday, August 10, 2020 Editor's Note: David F. [read post]
14 Dec 2022, 6:32 am
Posted by Brian Breheny, Raquel Fox, Joseph Yaffe, Skadden, Arps, Slate, Meagher & Flom LLP, on Wednesday, December 14, 2022 Editor's Note: Brian Breheny, Raquel Fox and Joseph Yaffe are Partners at Skadden, Arps, Slate, Meagher & Flom LLP. [read post]
7 Feb 2017, 1:16 pm
By Mark Wiletsky and Brian Hoffman The U.S. [read post]
28 Feb 2018, 7:14 am
Notwithstanding, the exact opposite was the case as CFTC Commissioner Brian Quintenz delivered the keynote address before the Structured Finance Industry Group conference in Las Vegas, Nevada. [read post]
24 Jun 2019, 7:19 am
In so doing, the is SEC adding to the comprehensive interagency framework for swaps regulation as mandated by Title VII of the Dodd-Frank Act. Central objectives underlying the rules. [read post]
8 Jul 2022, 6:29 am
Kelsh, and Corey Perry, Sidley Austin LLP, on Friday, July 1, 2022 Tags: Clawbacks, Dodd-Frank Act, Executive Compensation, Pay for performance, Restatements, SEC, SEC rulemaking, Securities enforcement, Securities regulation The Proposed SEC Climate Disclosure Rule: A Comment from Former SEC Chairmen and Commissioners Posted by Harvey L. [read post]
8 Jul 2022, 6:29 am
Kelsh, and Corey Perry, Sidley Austin LLP, on Friday, July 1, 2022 Tags: Clawbacks, Dodd-Frank Act, Executive Compensation, Pay for performance, Restatements, SEC, SEC rulemaking, Securities enforcement, Securities regulation The Proposed SEC Climate Disclosure Rule: A Comment from Former SEC Chairmen and Commissioners Posted by Harvey L. [read post]
5 May 2023, 6:30 am
Securities and Exchange Commission, on Thursday, May 4, 2023 Tags: CFTC, Dodd-Frank Act, Financial institutions, Form PF, Monetary policy, SEC enforcement [read post]
5 May 2023, 6:30 am
Securities and Exchange Commission, on Thursday, May 4, 2023 Tags: CFTC, Dodd-Frank Act, Financial institutions, Form PF, Monetary policy, SEC enforcement [read post]
