Search for: "Brian Dodd"
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6 Apr 2018, 6:08 am
New Evidence from a Natural Experiment Posted by Ana Albuquerque (Boston University) and Julie Lei Zhu (Shanghai Advanced Institute of Finance), on Wednesday, April 4, 2018 Tags: Accounting, Audits, Firm performance, Internal auditors, International governance, Management, Risk-taking, Sarbanes–Oxley Act, Securities regulation, Shareholder value, Small firms, SOX Section 404 How Board Skills Vary by Director Age Groups Posted… [read post]
14 Mar 2018, 12:46 am
Here is Britt and Brian’s article. [read post]
2 Mar 2018, 6:09 am
The Supreme Court and the Scope of Whistleblowing Anti-retaliation Protections Posted by Cydney Posner, Cooley LLP, on Friday, February 23, 2018 Tags: Disclosure, Dodd-Frank Act, Exchange Act, Misconduct, Rule 21F-2, Sarbanes–Oxley Act, SEC, Securities regulation, Supreme Court, U.S. federal courts, Whistleblowers Public Company Cybersecurity Disclosures Posted by Kara M. [read post]
28 Feb 2018, 7:14 am
Notwithstanding, the exact opposite was the case as CFTC Commissioner Brian Quintenz delivered the keynote address before the Structured Finance Industry Group conference in Las Vegas, Nevada. [read post]
23 Feb 2018, 4:07 am
Somers, in which the court ruled that the anti-retaliation provision of the Dodd-Frank Act does not apply to a whistleblower who has not first reported a violation to the Securities and Exchange Commission. [read post]
21 Feb 2018, 12:36 pm
By Brian Neil Hoffman and Jeremy Ben Merkelson Brian Neil Hoffman The United States Supreme Court today narrowed the universe of plaintiffs who can claim protection under the whistleblower anti-retaliation provisions of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
21 Feb 2018, 12:36 pm
By Brian Neil Hoffman and Jeremy Ben Merkelson Brian Neil Hoffman The United States Supreme Court today narrowed the universe of plaintiffs who can claim protection under the whistleblower anti-retaliation provisions of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
26 Jan 2018, 6:32 am
Larcker and Brian Tayan (Stanford University), on Saturday, January 20, 2018 Tags: Boards of Directors, Compliance & ethics, Corporate culture, Cybersecurity, Incentives, Management, Misconduct, Reputation, Risk management, Risk oversight, Tech companies, Uber Remarks on Shareholder Engagement Posted by Jay Clayton, U.S. [read post]
12 Jan 2018, 6:08 am
Downes, and Brian D. [read post]
27 Dec 2017, 11:19 am
Moore, NANCY PELOSI, Brian Schatz, CHARLES E. [read post]
27 Dec 2017, 11:19 am
Moore, NANCY PELOSI, Brian Schatz, CHARLES E. [read post]
22 Dec 2017, 6:07 am
Barshay, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Monday, December 18, 2017 Tags: Boards of Directors, Business judgment rule, Delaware cases, Delaware law, DGCL, Disclosure, Materiality, Merger litigation, Mergers & acquisitions, Shareholder suits, Tender offer Designing Cost-Effective Litigation Through Contract Structure Posted by Cathy Hwang (University of Utah), and Matthew Jennejohn (Brigham Young University),… [read post]
15 Dec 2017, 6:13 am
Reiss, and Brian Tayan (Stanford University), on Tuesday, December 12, 2017 Tags: Accountability, Board monitoring, Boards of Directors, Class actions, Confidentiality, Cybersecurity, Disclosure, Management, Oversight, Privacy, Risk, Risk management SEC Appoints New Chairman and Board Members to PCAOB Posted by U.S. [read post]
5 Dec 2017, 4:21 am
Somers, which involves the whistleblower protections of the Dodd-Frank Act. [read post]
29 Nov 2017, 9:09 am
MOORE, NANCY PELOSI, BRIAN SCHATZ, CHARLES E. [read post]
29 Nov 2017, 9:09 am
MOORE, NANCY PELOSI, BRIAN SCHATZ, CHARLES E. [read post]
13 Nov 2017, 3:03 am
[Brian Feinstein, Chicago via CL&P] A different way to encourage more prudent home lending practice, scale back FDIC coverage [Scott Sumner] Tags: banks, Dodd-Frank, mortgages, Securities and Exchange Commission Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
3 Nov 2017, 6:02 am
., on Saturday, October 28, 2017 Tags: Equity-based compensation, Incentives, Pay for performance, Performance measures, Say on pay, Shareholder value, TSR A Mechanism for LIBOR Posted by Brian Coulter (Western University), Joel Shapiro (University of Oxford), and Peter Zimmerman (University of Oxford), on Sunday, October 29, 2017 Tags: Banks, Benchmarks, Cross-border transactions, Derivatives, Financial… [read post]
27 Oct 2017, 6:01 am
Questions for Equifax Posted by Gary Cook, Cook & Company, on Tuesday, October 24, 2017 Tags: Accountability, Board leadership, Board monitoring, Boards of Directors, Clawbacks, Corporate culture, Cybersecurity, Equifax, Management, Reputation, Risk oversight Building a Better Board Book Posted by Brian Tayan, Stanford University, on Wednesday, October 25, 2017 Tags: Accountability, Accounting, Board… [read post]
11 Oct 2017, 3:24 am
Repeal of Section 1502 (conflict minerals), Section 1503 (mine safety), Section 1504 (resource extraction), and Section 953(b) (pay ratio) of Dodd-Frank. [read post]
