Search for: "Brian Dodd"
Results 101 - 120
of 233
Sorted by Relevance
|
Sort by Date
11 Aug 2017, 6:00 am
Coscia “engaged in 10 weeks of trading” during which his conduct clearly crossed the line drawn by Dodd-Frank. [read post]
10 Mar 2012, 8:21 pm
Also addressing the audience at SEC speaks wasTrading Markets associate director Brian Bussey. [read post]
4 Jan 2021, 9:00 am
(Brian Schwartz, CNBC). [read post]
12 Aug 2022, 6:51 am
Steinman, and Brian T. [read post]
22 Oct 2021, 6:20 am
Steinman, and Brian T. [read post]
12 Aug 2022, 6:51 am
Steinman, and Brian T. [read post]
14 Sep 2011, 7:55 am
The following contribution to our arbitration symposium is by Brian Fitzpatrick, an Associate Professor at Vanderbilt Law School. [read post]
20 May 2016, 9:57 am
” The Committee questioned the panel members on whether the CFPB’s proposed rule meets the mandate of Section 1028 of the Dodd-Frank Act. [read post]
29 Sep 2010, 4:24 am
Join us on October 20th for the webcast - "The 'Former' Corp Fin Staff Speaks on Proxy Access & Dodd-Frank" - to hear former Senior Staffers Marty Dunn of O'Melveny & Myers; John Huber of Latham & Watkins; Brian Lane of Gibson Dunn and Dave Lynn of TheCorporateCounsel.net and Morrison & Foerster weigh in on the open issues related to the new proxy access rules plus all the latest from Corp Fin on other matters. [read post]
4 Jan 2012, 9:04 am
The CFPB was created as part of Dodd-Frank, and officially opened its doors in July. [read post]
21 Apr 2017, 6:25 am
Dallas, University of San Diego, on Wednesday, April 19, 2017 Tags: Behavioral finance, Boards of Directors, Compensation disclosure, Compensation ratios, Corporate culture, Dodd-Frank Act, Dodd-Frank s.953, Executive Compensation, Management, Managerial style, Say on pay, SEC, Securities regulation, Shareholder value Do Staggered Boards Affect Firm Value? [read post]
21 Apr 2017, 6:25 am
Dallas, University of San Diego, on Wednesday, April 19, 2017 Tags: Behavioral finance, Boards of Directors, Compensation disclosure, Compensation ratios, Corporate culture, Dodd-Frank Act, Dodd-Frank s.953, Executive Compensation, Management, Managerial style, Say on pay, SEC, Securities regulation, Shareholder value Do Staggered Boards Affect Firm Value? [read post]
13 Jul 2020, 10:43 am
Jesenik and executive vice president Brian A. [read post]
29 Jul 2013, 9:50 am
Hartford ELNY and Reliance insolvencies Deficit Reduction Act Affordable Care Act Dodd-Frank 468B qualified settlement funds The Internet For S2KM's reporting about previous NASP Conferences and structured settlement secondary market issues, see the structured settlement wiki. [read post]
28 Jan 2011, 8:15 am
The future will show whether Chairman Leibowitz’s more powerful, and yet to be determined counterpart at the CFPB will share this regulatory vision. - Beth DeSimone and Brian Larkin [read post]
Commissioner Quintenz warns “grim” budget situation threatens CFTC functioning, may cause staff cuts
10 May 2018, 7:03 am
This would only be 30 more employees than the CFTC had in 2010—before the Dodd-Frank Act massively expanded the agency’s mission to add jurisdiction over swaps transactions. [read post]
21 Sep 2020, 11:56 am
"Commission Brian Quintenz noted "Today’s rule makes sensible adjustments to how reporting counterparties submit swap data to SDRs and how SDRs fulfill their responsibilities as Commission registrants. [read post]
6 Jun 2018, 7:55 am
Christopher Giancarlo, and as attended by Commissioners Brian Quintenz and Rostin Behnam, revealed fissures and discord among Commission members. [read post]
3 Feb 2020, 9:18 am
By Brad Rosen, J.D.At its recent open meeting, the CFTC approved a proposed rule on speculative position limits to conform with the Dodd-Frank amendments of the Commodity Exchange Act (CEA), as well as a proposed rule amending certain swap execution facility (SEF) and real-time reporting requirements. [read post]
21 Mar 2019, 4:43 am
Specifically, the CEA, as amended by the Dodd-Frank Act, explicitly allows swaps to be executed on either a SEF or DCM. [read post]
