Search for: "Brian Dodd"
Results 121 - 140
of 233
Sorted by Relevance
|
Sort by Date
19 Oct 2020, 5:49 am
" He added, "It is another disappointing chapter in the Commission’s 10-year saga to implement Congress’s mandate in the Dodd-Frank Act to impose speculative position limits in the energy, metals, and agricultural markets. [read post]
18 Nov 2010, 6:00 am
" Brian Borders of Borders Law Group speaking. 6:37 am Pacific: Anyone relying on the venture capital fund exemption is yet subject to a record keeping requirement. [read post]
10 Mar 2017, 4:25 am
Here’s an excerpt from this Bloomberg article: Now, though, the drive to wipe out or scale back Dodd-Frank has lost momentum. [read post]
21 Mar 2009, 6:35 pm
And reader Brian Gates reports from the scene: “Nice crowd. [read post]
5 Sep 2022, 9:01 pm
The final rules implement the “pay versus performance” disclosure requirements mandated by Section 953(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act enacted in 2010. [read post]
23 Dec 2022, 6:30 am
Evidence from Plant-Level Data Posted by John Bai (Northeastern University), Anya Mkrtchyan (UMass Amherst), on Tuesday, December 20, 2022 Tags: Board of Directors, CEO turnovers, CEOs, Outside CEOs, SEC, TFP The Activism Vulnerability Report – Q3 2022 Posted by Jason Frankl and Brian G. [read post]
23 Dec 2022, 6:30 am
Evidence from Plant-Level Data Posted by John Bai (Northeastern University), Anya Mkrtchyan (UMass Amherst), on Tuesday, December 20, 2022 Tags: Board of Directors, CEO turnovers, CEOs, Outside CEOs, SEC, TFP The Activism Vulnerability Report – Q3 2022 Posted by Jason Frankl and Brian G. [read post]
13 Aug 2008, 3:39 pm
Discussion will also make use of Roger Dodd's book on cross examination and Steve Wagner's article on "Boxing in the Witness. [read post]
27 Sep 2011, 2:51 pm
Are Dodd-Frank’s governance provisions quackery, as were Sarbanes-Oxley’s? [read post]
15 May 2007, 7:26 am
I will be moderating the conversation, with Bill Freihofer and Timothy Dodd sharing thoughts and views on the Surrogate Attorney Rule.Here is a link to info about the Conference. [read post]
15 Dec 2023, 6:30 am
Posner, Cooley LLP, on Saturday, December 9, 2023 Tags: SEC, SEC enforcement, Securities fraud, Whistleblowers Reporting Beneficial Owners Under the Corporate Transparency Act Posted by Robert Appleton, Jason Saltsberg, and Brian Roe, Olshan Frome Wolosky LLP, on Sunday, December 10, 2023 Tags: Beneficial Ownership, Corporate Transparency Act, FinCEN, registrant information, US Corporate Transparency Act (CTA) Incentivizing What Matters 2.0: A Cross-Continental Review of… [read post]
23 Jul 2020, 8:48 am
The third symposium on November 6, 2019 covered Section 1071 of the Dodd-Frank Act (ECOA small business data collection). [read post]
22 Dec 2021, 4:22 pm
The top 10 new posts of 2021 were: The Criminalisation of Drill Music and Article 10 of the European Convention on Human Rights – Colette Allen Hearing Report: The Mail on Sunday Meghan appeal: Day 3: Final exchanges and judgment reserved – Brian Cathcart South Africa: Defamation, Manuel v Malema in the Supreme Court of Appeal – Dario Milo Matt Hancock: privacy, the public interest and illegally obtained images The Stokes Family’s Privacy Claim: Why the Sun had to… [read post]
11 May 2011, 5:00 am
McCully, Brian C. [read post]
12 Jan 2011, 11:39 pm
Local organizations and businesses are effusive with their praise for the transaction - everyone from the Ottawa Senators to retailer Tommy & Lefebvre to the Westin Hotel in Ottawa to the Surrey Honda auto dealership to Dodd's Furniture and Mattress in Victoria, BC to the Soho Bar and Grill in Calgary took the time to chime in with support. [read post]
3 Nov 2022, 6:32 am
This rulemaking also will require institutional investment managers to disclose how they voted on “say-on-pay” matters, which fulfills the mandate under section 951 of the Dodd-Frank Act of 2010. [read post]
20 Jun 2011, 7:54 pm
According to TowerGroup's Brian Riley, bankers should quaking "[b]ecause if Wal-Mart starts linking their kiosks to doing reloadable gift cards, they have the power to move a lot of transaction money. [read post]
17 Jul 2012, 1:20 pm
" Dozens will attend the summit, including Kimmie Weeks, a former abducted child soldier from Liberia; Juan Pablo Escobar, son of slain Colombian drug lord Pablo Escobar; assistant U.S. defense secretary Andrew Weber; and Brian Dodd, who directs the U.S. [read post]
4 Apr 2021, 4:26 pm
As indication of a growing trend, more than half of these (71) were data protection claims and only 45 were defamation claims Our top 10 new posts this term were as follows: Saint Piers, Free Speech Martyr – Paul Wragg Case Law: Summerfield Browne Ltd v Waymouth, Solicitors win £25,000 damages over defamatory online review – Mike Dodd Case Law: Soriano v Forensic News LLP: Part 1, Guidance on the Extraterritorial effect of the GDPR in publication claims… [read post]
17 Jul 2012, 1:20 pm
" Dozens will attend the summit, including Kimmie Weeks, a former abducted child soldier from Liberia; Juan Pablo Escobar, son of slain Colombian drug lord Pablo Escobar; assistant U.S. defense secretary Andrew Weber; and Brian Dodd, who directs the U.S. [read post]
