Search for: "Brian Dodd"
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11 Oct 2017, 3:24 am
Repeal of Section 1502 (conflict minerals), Section 1503 (mine safety), Section 1504 (resource extraction), and Section 953(b) (pay ratio) of Dodd-Frank. [read post]
15 Jun 2018, 6:12 am
Larcker (Stanford Graduate School of Business), Brian Tayan (Stanford Graduate School of Business), and James R. [read post]
23 Feb 2018, 4:07 am
Somers, in which the court ruled that the anti-retaliation provision of the Dodd-Frank Act does not apply to a whistleblower who has not first reported a violation to the Securities and Exchange Commission. [read post]
23 Dec 2016, 1:00 am
Eisenberg, K&L Gates LLP, on Monday, December 19, 2016 Tags: Accounting, Asset management, Broker-dealers, Conflicts of interest, Disclosure, Dodd-Frank Act, FCPA, Fiduciary duties, Hedge funds, Insider trading, Investment advisers, Private equity, SEC, SEC enforcement, Securities enforcement A New Administration: Change and Continuity in Securities Regulation Posted by William McLucas & Harry Weiss, Wilmer Cutler Pickering Hale and Dorr LLP, on Monday, December 19, 2016 Tags:… [read post]
29 Sep 2017, 6:34 am
Young, Ropes & Gray LLP, on Friday, September 22, 2017 Tags: Appraisal rights, Business judgment rule, Contracts, Controlling shareholders, Delaware cases, Delaware law, Fairness review, Fiduciary duties, Merger litigation, Mergers & acquisitions, Minority shareholders, Misconduct, Shareholder suits Activism: The State of Play Posted by Martin Lipton, Wachtell Lipton Rosen & Katz, on Saturday, September 23,… [read post]
18 Feb 2011, 4:35 am
Although Dodd-Frank requires the SEC to remove references to credit ratings in their rules and forms it does not set out alternate standards. [read post]
24 Oct 2019, 9:05 pm
Under the Dodd-Frank Act, the President can only remove the director of the CFPB for good cause. [read post]
10 Oct 2023, 9:03 pm
Today’s adoption makes use of that Dodd-Frank authority. [read post]
2 Dec 2016, 1:01 am
Securities and Exchange Commission, on Tuesday, November 29, 2016 Tags: Asset-backed securities, Credit default swaps, Derivatives, Dodd-Frank Act, Financial crisis, Financial regulation, Investor protection, OTC derivatives, Ratings agencies, SEC, Securities regulation, Skin in the game Succession “Losers”: What Happens to Executives Passed Over for the CEO Job? [read post]
13 Dec 2019, 6:00 am
Larcker and Brian Tayan (Stanford University), on Thursday, December 12, 2019 Tags: Compensation disclosure, Equity-based compensation, Executive Compensation, Incentives, Management, Pay for performance, Surveys Expected Effects of SEC Proposals on Public Companies & Proxy Advisors’ Dialogue Posted by Steve Seelig, Brian Myers and Gary Chase, Willis Towers Watson, on Thursday, December 12, 2019 Tags: Boards of… [read post]
6 Apr 2018, 6:08 am
New Evidence from a Natural Experiment Posted by Ana Albuquerque (Boston University) and Julie Lei Zhu (Shanghai Advanced Institute of Finance), on Wednesday, April 4, 2018 Tags: Accounting, Audits, Firm performance, Internal auditors, International governance, Management, Risk-taking, Sarbanes–Oxley Act, Securities regulation, Shareholder value, Small firms, SOX Section 404 How Board Skills Vary by Director Age Groups Posted… [read post]
27 Jun 2017, 4:22 am
Commentary comes from Joshua Yount at Mayer Brown’s Class Defense Blog and from Brian Wolfman at Public Citizen’s Consumer Law and Policy Blog. [read post]
12 May 2017, 6:21 am
Larcker and Brian Tayan, Stanford University, on Thursday, May 11, 2017 Tags: Equity-based compensation, Executive Compensation, Firm performance, Incentives, Institutional Investors, Management, Pay for performance, Performance measures, Say on pay, Shareholder activism [read post]
10 Jun 2011, 1:32 pm
With the opinion due to be released any day now, I am pleased to be able to publish here a guest post from Brian Lehman, who is an associate at the Bernstein Liebhard law firm, in which Brian presents his prediction of how the Court will decide the Janus Capital case. [read post]
15 Nov 2011, 5:00 am
The panel was able to report that the Division of Corporation Finance (CorpFin) have proposed or adopted everything under Dodd-Frank that had a deadline. [read post]
6 May 2011, 2:12 pm
Under the Dodd-Frank law, the CFPB is limited in what actions it can take unless it has a formal director. [read post]
5 Mar 2012, 1:24 am
Speakers included Geoffrey Robertson QC, Hugh Tomlinson QC, PA Media Lawyer editor Mike Dodd and the journalist Heather Brooke. [read post]
15 Dec 2017, 6:13 am
Reiss, and Brian Tayan (Stanford University), on Tuesday, December 12, 2017 Tags: Accountability, Board monitoring, Boards of Directors, Class actions, Confidentiality, Cybersecurity, Disclosure, Management, Oversight, Privacy, Risk, Risk management SEC Appoints New Chairman and Board Members to PCAOB Posted by U.S. [read post]
21 Jul 2017, 6:04 am
Friedman-Boyce and Brian E. [read post]
11 Nov 2010, 9:14 am
The panel features Cravath’s John White, SEC Commissioner Elisse Walter, Skadden’s Brian Breheny (Practice Center Contributor!) [read post]
